优化锁操作 Optimizing Locking Operations

8.10.1 Internal Locking Methods

8.10.2 Table Locking Issues

8.10.3 Concurrent Inserts

8.10.4 Metadata Locking

8.10.5 External Locking

When your database is busy with multiple sessions reading and writing data, the mechanism that controls access to data files and memory areas can become a consideration for performance tuning. Otherwise, sessions can spend time waiting for access to resources when they could be running concurrently.

MySQL manages contention for table contents using locking:

• Internal locking is performed within the MySQL server itself to manage contention for table contents by multiple threads. This type of locking is internal because it is performed entirely by the server and involves no other programs. See Section 8.10.1, “Internal Locking Methods”. 
• External locking occurs when the server and other programs lock MyISAM table files to coordinate among themselves which program can access the tables at which time. See Section 8.10.5, “External Locking”. 

8.10.1 Internal Locking Methods

This section discusses internal locking; that is, locking performed within the MySQL server to manage contention for table contents by multiple sessions.

MySQL uses row-level locking for InnoDB tables to support simultaneous write access by multiple sessions, making them suitable for multi-user, highly concurrent, and OLTP applications. MySQL uses table-level locking for MyISAM, MEMORY, and MERGE tables, allowing only one session to update those tables at a time, making them more suitable for read-only, read-mostly, or single-user applications.

Considerations for Row Locking

Advantages of row-level locking:

• Fewer lock conflicts when different sessions access different rows. 
• Fewer changes for rollbacks. 
• Possible to lock a single row for a long time. 

Disadvantages of row-level locking:

• Requires more memory than table-level locks. 
• Slower than table-level locks when used on a large part of the table because you must acquire many more locks. 
• Slower than other locks if you often do GROUP BY operations on a large part of the data or if you must scan the entire table frequently. 

Considerations for Table Locking

Table locking in MySQL is deadlock-free for storage engines that use table-level locking. Deadlock avoidance is managed by always requesting all needed locks at once at the beginning of a query and always locking the tables in the same order.

MySQL grants table write locks as follows:

1. If there are no locks on the table, put a write lock on it. 
2. Otherwise, put the lock request in the write lock queue. 

MySQL grants table read locks as follows:

1. If there are no write locks on the table, put a read lock on it. 
2. Otherwise, put the lock request in the read lock queue. 

Table updates are given higher priority than table retrievals. Therefore, when a lock is released, the lock is made available to the requests in the write lock queue and then to the requests in the read lock queue. This ensures that updates to a table are not “starved” even if there is heavy SELECT activity for the table. However, if you have many updates for a table, SELECT statements wait until there are no more updates.

For information on altering the priority of reads and writes, see Section 8.10.2, “Table Locking Issues”.

You can analyze the table lock contention on your system by checking the Table_locks_immediate and Table_locks_waited status variables, which indicate the number of times that requests for table locks could be granted immediately and the number that had to wait, respectively:

mysql> SHOW STATUS LIKE 'Table%';

+-----------------------+---------+

| Variable_name         | Value   |

+-----------------------+---------+

| Table_locks_immediate | 1151552 |

| Table_locks_waited    | 15324   |

+-----------------------+---------+

The MyISAM storage engine supports concurrent inserts to reduce contention between readers and writers for a given table: If a MyISAM table has no free blocks in the middle of the data file, rows are always inserted at the end of the data file. In this case, you can freely mix concurrent INSERT and SELECT statements for a MyISAM table without locks. That is, you can insert rows into a MyISAM table at the same time other clients are reading from it. Holes can result from rows having been deleted from or updated in the middle of the table. If there are holes, concurrent inserts are disabled but are enabled again automatically when all holes have been filled with new data.. This behavior is altered by the concurrent_insert system variable. See Section 8.10.3, “Concurrent Inserts”.

If you acquire a table lock explicitly with LOCK TABLES, you can request a READ LOCAL lock rather than a READ lock to enable other sessions to perform concurrent inserts while you have the table locked.

To perform many INSERT and SELECT operations on a table real_table when concurrent inserts are not possible, you can insert rows into a temporary table temp_table and update the real table with the rows from the temporary table periodically. This can be done with the following code:

mysql> LOCK TABLES real_table WRITE, temp_table WRITE;

mysql> INSERT INTO real_table SELECT * FROM temp_table;

mysql> DELETE FROM temp_table;

mysql> UNLOCK TABLES;

InnoDB uses row locks. Deadlocks are possible for InnoDB because it automatically acquires locks during the processing of SQL statements, not at the start of the transaction.

Choosing the Type of Locking

Generally, table locks are superior to row-level locks in the following cases:

• Most statements for the table are reads. 
• Statements for the table are a mix of reads and writes, where writes are updates or deletes for a single row that can be fetched with one key read:
  UPDATE tbl_name SET column=value WHERE unique_key_col=key_value;
• DELETE FROM tbl_name WHERE unique_key_col=key_value;
• SELECT combined with concurrent INSERT statements, and very few UPDATE or DELETE statements. 
• Many scans or GROUP BY operations on the entire table without any writers. 

With higher-level locks, you can more easily tune applications by supporting locks of different types, because the lock overhead is less than for row-level locks.

Options other than row-level locking:

• Versioning (such as that used in MySQL for concurrent inserts) where it is possible to have one writer at the same time as many readers. This means that the database or table supports different views for the data depending on when access begins. Other common terms for this are “time travel,” “copy on write,” or “copy on demand.” 
• Copy on demand is in many cases superior to row-level locking. However, in the worst case, it can use much more memory than using normal locks. 
• Instead of using row-level locks, you can employ application-level locks, such as those provided by GET_LOCK() and RELEASE_LOCK() in MySQL. These are advisory locks, so they work only with applications that cooperate with each other. See Section 12.15, “Miscellaneous Functions”. 

8.10.2 Table Locking Issues

InnoDB tables use row-level locking so that multiple sessions and applications can read from and write to the same table simultaneously, without making each other wait or producing inconsistent results. For this storage engine, avoid using the LOCK TABLES statement, because it does not offer any extra protection, but instead reduces concurrency. The automatic row-level locking makes these tables suitable for your busiest databases with your most important data, while also simplifying application logic since you do not need to lock and unlock tables. Consequently, the InnoDB storage engine is the default in MySQL 5.5 and higher.

MySQL uses table locking (instead of page, row, or column locking) for all storage engines except InnoDB and NDBCLUSTER. The locking operations themselves do not have much overhead. But because only one session can write to a table at any one time, for best performance with these other storage engines, use them primarily for tables that are queried often and rarely inserted into or updated.

Performance Considerations Favoring InnoDB

When choosing whether to create a table using InnoDB or a different storage engine, keep in mind the following disadvantages of table locking:

• Table locking enables many sessions to read from a table at the same time, but if a session wants to write to a table, it must first get exclusive access, meaning it might have to wait for other sessions to finish with the table first. During the update, all other sessions that want to access this particular table must wait until the update is done. 
• Table locking causes problems when a session is waiting because the disk is full and free space needs to become available before the session can proceed. In this case, all sessions that want to access the problem table are also put in a waiting state until more disk space is made available. 
• A SELECT statement that takes a long time to run prevents other sessions from updating the table in the meantime, making the other sessions appear slow or unresponsive. While a session is waiting to get exclusive access to the table for updates, other sessions that issue SELECT statements will queue up behind it, reducing concurrency even for read-only sessions. 

Workarounds for Locking Performance Issues

The following items describe some ways to avoid or reduce contention caused by table locking:

• Consider switching the table to the InnoDB storage engine, either using CREATE TABLE ... ENGINE=INNODB during setup, or using ALTER TABLE ... ENGINE=INNODB for an existing table. See Chapter 14, The InnoDB Storage Engine for more details about this storage engine. 
• Optimize SELECT statements to run faster so that they lock tables for a shorter time. You might have to create some summary tables to do this. 
• Start mysqld with --low-priority-updates. For storage engines that use only table-level locking (such as MyISAM, MEMORY, and MERGE), this gives all statements that update (modify) a table lower priority than SELECT statements. In this case, the second SELECT statement in the preceding scenario would execute before the UPDATE statement, and would not wait for the first SELECT to finish. 
• To specify that all updates issued in a specific connection should be done with low priority, set the low_priority_updates server system variable equal to 1. 
• To give a specific INSERT, UPDATE, or DELETE statement lower priority, use the LOW_PRIORITY attribute. 
• To give a specific SELECT statement higher priority, use the HIGH_PRIORITY attribute. See Section 13.2.9, “SELECT Syntax”. 
• Start mysqld with a low value for the max_write_lock_count system variable to force MySQL to temporarily elevate the priority of all SELECT statements that are waiting for a table after a specific number of inserts to the table occur. This permits READ locks after a certain number of WRITE locks. 
• If you have problems with INSERT combined with SELECT, consider switching to MyISAM tables, which support concurrent SELECT and INSERT statements. (See Section 8.10.3, “Concurrent Inserts”.) 
• If you mix inserts and deletes on the same table, INSERT DELAYED may be of great help. See Section 13.2.5.2, “INSERT DELAYED Syntax”. 
• If you have problems with mixed SELECT and DELETE statements, the LIMIT option to DELETE may help. See Section 13.2.2, “DELETE Syntax”. 
• Using SQL_BUFFER_RESULT with SELECT statements can help to make the duration of table locks shorter. See Section 13.2.9, “SELECT Syntax”. 
• Splitting table contents into separate tables may help, by allowing queries to run against columns in one table, while updates are confined to columns in a different table. 
• You could change the locking code in mysys/thr_lock.c to use a single queue. In this case, write locks and read locks would have the same priority, which might help some applications. 

8.10.3 Concurrent Inserts

The MyISAM storage engine supports concurrent inserts to reduce contention between readers and writers for a given table: If a MyISAM table has no holes in the data file (deleted rows in the middle), an INSERT statement can be executed to add rows to the end of the table at the same time that SELECT statements are reading rows from the table. If there are multiple INSERT statements, they are queued and performed in sequence, concurrently with the SELECT statements. The results of a concurrent INSERT may not be visible immediately.

The concurrent_insert system variable can be set to modify the concurrent-insert processing. By default, the variable is set to AUTO (or 1) and concurrent inserts are handled as just described. If concurrent_insert is set to NEVER (or 0), concurrent inserts are disabled. If the variable is set to ALWAYS (or 2), concurrent inserts at the end of the table are permitted even for tables that have deleted rows. See also the description of the concurrent_insert system variable.

Under circumstances where concurrent inserts can be used, there is seldom any need to use the DELAYED modifier for INSERT statements. See Section 13.2.5.2, “INSERT DELAYED Syntax”.

If you are using the binary log, concurrent inserts are converted to normal inserts for CREATE ... SELECT or INSERT ... SELECT statements. This is done to ensure that you can re-create an exact copy of your tables by applying the log during a backup operation. See Section 5.2.4, “The Binary Log”. In addition, for those statements a read lock is placed on the selected-from table such that inserts into that table are blocked. The effect is that concurrent inserts for that table must wait as well.

With LOAD DATA INFILE, if you specify CONCURRENT with a MyISAM table that satisfies the condition for concurrent inserts (that is, it contains no free blocks in the middle), other sessions can retrieve data from the table while LOAD DATA is executing. Use of the CONCURRENT option affects the performance of LOAD DATA a bit, even if no other session is using the table at the same time.

If you specify HIGH_PRIORITY, it overrides the effect of the --low-priority-updates option if the server was started with that option. It also causes concurrent inserts not to be used.

For LOCK TABLE, the difference between READ LOCAL and READ is that READ LOCAL permits nonconflicting INSERT statements (concurrent inserts) to execute while the lock is held. However, this cannot be used if you are going to manipulate the database using processes external to the server while you hold the lock.

8.10.4 Metadata Locking

MySQL 5.5.3 and up uses metadata locking to manage access to objects (tables, triggers, and so forth). Metadata locking is used to ensure data consistency but does involve some overhead, which increases as query volume increases. Metadata contention increases the more that multiple queries attempt to access the same objects.

Metadata locking is not a replacement for the table definition case, and its mutexes and locks differ from the LOCK_open mutex. The following discussion provides some information about how metadata locking works.

To ensure transaction serializability, the server must not permit one session to perform a data definition language (DDL) statement on a table that is used in an uncompleted transaction in another session. The server achieves this by acquiring metadata locks on tables used within a transaction and deferring release of those locks until the transaction ends. A metadata lock on a table prevents changes to the table's structure. This locking approach has the implication that a table that is being used by a transaction within one session cannot be used in DDL statements by other sessions until the transaction ends.

This principle applies not only to transactional tables, but also to nontransactional tables. Suppose that a session begins a transaction that uses transactional table t and nontransactional table nt as follows:

START TRANSACTION;

SELECT * FROM t;

SELECT * FROM nt;

Metadata locks are held on both t and nt until the transaction ends. If another session attempts a DDL or write lock operation on either table, it blocks until metadata lock release at transaction end. For example, a second session blocks if it attempts any of these operations:

DROP TABLE t;

ALTER TABLE t ...;

DROP TABLE nt;

ALTER TABLE nt ...;

LOCK TABLE t ... WRITE;

If the server acquires metadata locks for a statement that is syntactically valid but fails during execution, it does not release the locks early. Lock release is still deferred to the end of the transaction because the failed statement is written to the binary log and the locks protect log consistency.

In autocommit mode, each statement is in effect a complete transaction, so metadata locks acquired for the statement are held only to the end of the statement.

Metadata locks acquired during a PREPARE statement are released once the statement has been prepared, even if preparation occurs within a multiple-statement transaction.

Before MySQL 5.5.3, when a transaction acquired the equivalent of a metadata lock for a table used within a statement, it released the lock at the end of the statement. This approach had the disadvantage that if a DDL statement occurred for a table that was being used by another session in an active transaction, statements could be written to the binary log in the wrong order.

8.10.5 External Locking

External locking is the use of file system locking to manage contention for MyISAM database tables by multiple processes. External locking is used in situations where a single process such as the MySQL server cannot be assumed to be the only process that requires access to tables. Here are some examples:

• If you run multiple servers that use the same database directory (not recommended), each server must have external locking enabled. 
• If you use myisamchk to perform table maintenance operations on MyISAM tables, you must either ensure that the server is not running, or that the server has external locking enabled so that it locks table files as necessary to coordinate with myisamchk for access to the tables. The same is true for use of myisampack to pack MyISAM tables.
  If the server is run with external locking enabled, you can use myisamchk at any time for read operations such a checking tables. In this case, if the server tries to update a table that myisamchk is using, the server will wait for myisamchk to finish before it continues.
  If you use myisamchk for write operations such as repairing or optimizing tables, or if you use myisampack to pack tables, you must always ensure that the mysqld server is not using the table. If you don't stop mysqld, at least do a mysqladmin flush-tables before you run myisamchk. Your tables may become corrupted if the server and myisamchk access the tables simultaneously. 

With external locking in effect, each process that requires access to a table acquires a file system lock for the table files before proceeding to access the table. If all necessary locks cannot be acquired, the process is blocked from accessing the table until the locks can be obtained (after the process that currently holds the locks releases them).

External locking affects server performance because the server must sometimes wait for other processes before it can access tables.

External locking is unnecessary if you run a single server to access a given data directory (which is the usual case) and if no other programs such as myisamchk need to modify tables while the server is running. If you only read tables with other programs, external locking is not required, although myisamchk might report warnings if the server changes tables while myisamchk is reading them.

With external locking disabled, to use myisamchk, you must either stop the server while myisamchk executes or else lock and flush the tables before running myisamchk. (See Section 8.11.1, “System Factors and Startup Parameter Tuning”.) To avoid this requirement, use the CHECK TABLE and REPAIR TABLE statements to check and repair MyISAM tables.

For mysqld, external locking is controlled by the value of the skip_external_locking system variable. When this variable is enabled, external locking is disabled, and vice versa. From MySQL 4.0 on, external locking is disabled by default.

Use of external locking can be controlled at server startup by using the --external-locking or --skip-external-locking option.

If you do use external locking option to enable updates to MyISAM tables from many MySQL processes, you must ensure that the following conditions are satisfied:

• Do not use the query cache for queries that use tables that are updated by another process. 
• Do not start the server with the --delay-key-write=ALL option or use the DELAY_KEY_WRITE=1 table option for any shared tables. Otherwise, index corruption can occur. 

The easiest way to satisfy these conditions is to always use --external-locking together with --delay-key-write=OFF and --query-cache-size=0. (This is not done by default because in many setups it is useful to have a mixture of the preceding options.)