JAVA里的锁之四读写锁

很多场景下读是多于写的,我们通过将读写锁分离可以很大程度提高性能。
ReadWriteLock

public interface ReadWriteLock {
    Lock readLock();
    Lock writeLock();
}

ReadWriteLock接口只定义了读锁和写锁两个方法,ReentrantReadWriteLock对其进行了实现,我们重点看下ReentrantReadWriteLock这个类。
ReentrantReadWriteLock里重要属性

    /** Inner class providing readlock */
    private final ReentrantReadWriteLock.ReadLock readerLock;
    /** Inner class providing writelock */
    private final ReentrantReadWriteLock.WriteLock writerLock;
    /** Performs all synchronization mechanics */
    final Sync sync;

ReentrantReadWriteLock里重要内部类

    //同步器
    abstract static class Sync extends AbstractQueuedSynchronizer {...}
    //非公平同步器
    static final class NonfairSync extends Sync{...}
    //公平同步器
    static final class FairSync extends Sync{...}
    //读锁,持有同步器Sync
    public static class ReadLock implements Lock, java.io.Serializable{
        private final Sync sync;
        ...
    }
    //写锁,持有同步器Sync
    public static class WriteLock implements Lock, java.io.Serializable{
        private final Sync sync;
        ...
    }

JAVA里的锁之四读写锁_第1张图片

读写状态的设计

与读写状态相关联的有

  • Sync内部类里与的相关属性与方法:
        static final int SHARED_SHIFT   = 16;
        static final int SHARED_UNIT    = (1 << SHARED_SHIFT);//65536
        static final int MAX_COUNT      = (1 << SHARED_SHIFT) - 1;//65535,对应十六进制里的0000FFFF
        static final int EXCLUSIVE_MASK = (1 << SHARED_SHIFT) - 1;//65535

        /** 读锁获取的次数  */
        static int sharedCount(int c)    { return c >>> SHARED_SHIFT; }
        /** 写锁获取的次数  */
        static int exclusiveCount(int c) { return c & EXCLUSIVE_MASK; }
  • AbstractQueuedSynchronizer类里的 private volatile int state;

AQS就是在一个整型变量上维护了读写两种状态,高16位表示读,低16位表示写。通过位运算可以知道一个线程获取读写锁的次数,读锁获取次数就是上面sharedCount方法计算的c >>> SHARED_SHIFT,而写锁获取次数就是exclusiveCount方法计算的c & EXCLUSIVE_MASK(将十六位抹去)。写锁状态增加1次为state+1,读状态增加1次为state+(1<<16)。当state不等于0,当写状态c & EXCLUSIVE_MASK等于0,读状态c >>> SHARED_SHIFT大于0时,表示读锁被获取。

构造方法
可以构造公平与非公平两种锁,默认为非公平。

public ReentrantReadWriteLock() {
    this(false);
}
public ReentrantReadWriteLock(boolean fair) {
    sync = fair ? new FairSync() : new NonfairSync();
    readerLock = new ReadLock(this);
    writerLock = new WriteLock(this);
}

读锁获取的实现
读锁是一个支持重入的共享锁,能够同时被多个线程获取,获取读锁主要是按照共享模式来获取锁的,大体流程差不多,tryAcquireShared略有差异。

        /**
         * private ReadWriteLock readWriteLock = new ReentrantReadWriteLock();
         * private Lock readLock = readWriteLock.readLock();
         * readLock.lock();
         */

        public void lock() {
            sync.acquireShared(1);
        }

        public final void acquireShared(int arg) {
            //成功为1,失败为-1
            if (tryAcquireShared(arg) < 0)
                doAcquireShared(arg);
        }
        protected final int tryAcquireShared(int unused) {
            Thread current = Thread.currentThread();
            int c = getState();
            //其它线程获取了写锁,需要加入等待队列
            if (exclusiveCount(c) != 0 &&
                getExclusiveOwnerThread() != current)
                return -1;
            int r = sharedCount(c);//读锁获取次数
            //当前读状态获取不需阻塞且获取次数小于65535,则CAS修改状态获取读锁
            if (!readerShouldBlock() &&
                r < MAX_COUNT &&
                compareAndSetState(c, c + SHARED_UNIT)) {
                if (r == 0) {
                    firstReader = current;
                    firstReaderHoldCount = 1;
                } else if (firstReader == current) {
                    //第一个获取读锁线程与当前线程相同,则读锁线程持有器累加
                    firstReaderHoldCount++;
                } else {
                    //其它线程获取的读锁,使用其它线程的threadlocal累加获取次数
                    HoldCounter rh = cachedHoldCounter;
                    if (rh == null || rh.tid != getThreadId(current))
                        cachedHoldCounter = rh = readHolds.get();
                    else if (rh.count == 0)
                        readHolds.set(rh);
                    rh.count++;
                }
                return 1;
            }
            //当前线程获取读锁需要被阻塞;获取次数超次;CAS失败 这三种情况会
            //进入到fullTryAcquireShared方法重新获取一次读锁
            return fullTryAcquireShared(current);
        }

关于readerShouldBlock()方法在公平锁与非公平锁有不同的实现,返回true(表示需要阻塞)。

  • 公平锁下需要阻塞:头节点的下一节点对应的线程不是当前线程,说明已经早有其它线程在排队了,按照FIFO的顺序,当前线程需要排队以示公平。这个可以避免饥饿。
  • 非公平锁下需要阻塞:写状态已被获取,且头节点下一节点对应的排队线程是要获取写锁,那当前线程也得排队。

读锁释放的实现

        /**
         * private ReadWriteLock readWriteLock = new ReentrantReadWriteLock();
         * private Lock readLock = readWriteLock.readLock();
         * readLock.unlock();
         */
        public void unlock() {
            sync.releaseShared(1);
        }
        public final boolean releaseShared(int arg) {
            if (tryReleaseShared(arg)) {
                doReleaseShared();
                return true;
            }
            return false;
        }
        protected final boolean tryReleaseShared(int unused) {
            Thread current = Thread.currentThread();
            //下面的判断是已获取读锁线程是否当前线程,结果都将获取次数递减
            if (firstReader == current) {
                // assert firstReaderHoldCount > 0;
                if (firstReaderHoldCount == 1)
                    firstReader = null;
                else
                    firstReaderHoldCount--;
            } else {
                HoldCounter rh = cachedHoldCounter;
                if (rh == null || rh.tid != getThreadId(current))
                    rh = readHolds.get();
                int count = rh.count;
                if (count <= 1) {
                    readHolds.remove();
                    if (count <= 0)
                        //线程没锁却去释放,需要抛异常
                        throw unmatchedUnlockException();
                }
                --rh.count;
            }
            for (;;) {
                int c = getState();
                int nextc = c - SHARED_UNIT;
                //CAS修改读数状态,只有所有读锁都释放了(为0)才返回true
                //返回true才会唤醒后继节点
                if (compareAndSetState(c, nextc))
                    // Releasing the read lock has no effect on readers,
                    // but it may allow waiting writers to proceed if
                    // both read and write locks are now free.
                    return nextc == 0;
            }
        }

    private void doReleaseShared() {
        for (;;) {
            Node h = head;
            //同步队列不为空
            if (h != null && h != tail) {
                int ws = h.waitStatus;
                //判断后续节点是否需要唤醒
                if (ws == Node.SIGNAL) {
                    if (!compareAndSetWaitStatus(h, Node.SIGNAL, 0))
                        continue;            
                    unparkSuccessor(h);//唤醒
                }
                else if (ws == 0 &&
                         !compareAndSetWaitStatus(h, 0, Node.PROPAGATE))
                    continue;                
            }
            if (h == head)                   
                break;
        }
    }

好了,上面写了读锁的获取与释放,这里进行下总结:
读锁的获取:

尝试使用tryAcquireShared进行读锁获取

  • 成功则执行业务逻辑;
  • 失败:

    1. 如果其它线程获取了写锁,返回失败。
    2. 如果是公平锁且排在前面的线程是其它线程,因为不能插队,返回失败;如果是非公平锁且排在前面的线程是想获取写锁,因为写锁的排它性,也返回失败。
    3. 获取次数超过65535,返回失败。
    4. CAS设置状态没成功,返回失败。
    5. 在fullTryAcquireShared()再次获取锁,如果不成功,返回失败。
    6. 上面几步都没成功的话,在doAcquireShared还会进行获取,如果没成功,加入到等待队列里。

读锁的释放:

  1. 计数器减。
  2. CAS设置状态。
  3. 唤醒后继节点。

写锁的获取
写锁是一个支持重进入的排它锁。如果当前线程已经获取了写锁,则增加写状态。如果当前线程在获取写锁时,读锁已经获取或者是其它线程获取的写锁,则当前线程进入等待状态。

        /**
         * private ReadWriteLock readWriteLock = new ReentrantReadWriteLock();
         * private Lock writeLock = readWriteLock.writeLock();
         * writeLock.lock();
         */
        public void lock() {
            sync.acquire(1);
        }
        public final void acquire(int arg) {
            if (!tryAcquire(arg) &&
                acquireQueued(addWaiter(Node.EXCLUSIVE), arg))
                selfInterrupt();
        }
        protected final boolean tryAcquire(int acquires) {
            /*
             * Walkthrough:
             * 1. If read count nonzero or write count nonzero
             *    and owner is a different thread, fail.
             * 2. If count would saturate, fail. (This can only
             *    happen if count is already nonzero.)
             * 3. Otherwise, this thread is eligible for lock if
             *    it is either a reentrant acquire or
             *    queue policy allows it. If so, update state
             *    and set owner.
             */
            Thread current = Thread.currentThread();
            int c = getState();//锁状态
            int w = exclusiveCount(c);//写锁获取次数
            if (c != 0) {//有线程获取了锁,可能是读锁也可能是写锁
                // (Note: if c != 0 and w == 0 then shared count != 0)
                //有线程获取了读锁,或当前线程不是获取写锁的线程,返回失败
                if (w == 0 || current != getExclusiveOwnerThread())
                    return false;
                if (w + exclusiveCount(acquires) > MAX_COUNT)//超次
                    throw new Error("Maximum lock count exceeded");
                // Reentrant acquire 其它情形则视为获取写锁成功
                setState(c + acquires);
                return true;
            }
            //尝试获取写锁的线程是否需要阻塞,也分公平与非公平两种实现:
            //公平:判断是否有前驱节点(没判断是获取读锁还是写锁),有的话自己就需要阻塞排队,返回false
            //非公平:总是返回false
            if (writerShouldBlock() ||
                !compareAndSetState(c, c + acquires))
                return false;
            setExclusiveOwnerThread(current);
            return true;
        }

写锁的释放

        /**
         * private ReadWriteLock readWriteLock = new ReentrantReadWriteLock();
         * private Lock writeLock = readWriteLock.writeLock();
         * writeLock.unlock();
         */

        public void unlock() {
            sync.release(1);
        }
        public final boolean release(int arg) {
            if (tryRelease(arg)) {
                Node h = head;
                if (h != null && h.waitStatus != 0)
                        unparkSuccessor(h);//唤醒后继节点
                return true;
            }
            return false;
        }

        protected final boolean tryRelease(int releases) {
            if (!isHeldExclusively())//获取写锁的线程是否是当前线程,不是抛异常
                throw new IllegalMonitorStateException();
            int nextc = getState() - releases;
            boolean free = exclusiveCount(nextc) == 0;
            if (free)
                setExclusiveOwnerThread(null);//将获取写锁的线程设置为null
            setState(nextc);
            return free;
        }

StampedLock
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