NNDL 实验七 循环神经网络（3）LSTM的记忆能力实验

目录

6.3 LSTM的记忆能力实验

 6.3.1 模型构建

6.3.1.1 LSTM层

6.3.1.2 模型汇总 

 

 6.3.2 模型训练

 6.3.2.1 训练指定长度的数字预测模型

 6.3.2.2 多组训练

 6.3.2.3 损失曲线展示

【思考题1】LSTM与SRN实验结果对比，谈谈看法。（选做）

 6.3.3 模型评价

 6.3.3.1 在测试集上进行模型评价

 6.3.3.2 模型在不同长度的数据集上的准确率变化图

【思考题2】LSTM与SRN在不同长度数据集上的准确度对比，谈谈看法。（选做）

6.3.3.3 LSTM模型门状态和单元状态的变化 

 全面总结RNN（必做）

参考 

---

6.3 LSTM的记忆能力实验

 使用LSTM模型重新进行数字求和实验，验证LSTM模型的长程依赖能力。

 6.3.1 模型构建

在本实验中，我们将使用第6.1.2.4节中定义Model_RNN4SeqClass模型，并构建 LSTM 算子．只需要实例化 LSTM 算，并传入Model_RNN4SeqClass模型，就可以用 LSTM 进行数字求和实验。

6.3.1.1 LSTM层

 LSTM层的代码与SRN层结构相似，只是在SRN层的基础上增加了内部状态、输入门、遗忘门和输出门的定义和计算。这里LSTM层的输出也依然为序列的最后一个位置的隐状态向量。代码实现如下：

import torch
import torch.nn as nn
import torch.nn.functional as F
 
 
class LSTM(nn.Module):
    def __init__(self, input_size, hidden_size, Wi_attr=None, Wf_attr=None, Wo_attr=None, Wc_attr=None,
                 Ui_attr=None, Uf_attr=None, Uo_attr=None, Uc_attr=None, bi_attr=None, bf_attr=None,
                 bo_attr=None, bc_attr=None):
        super(LSTM, self).__init__()
        self.input_size = input_size
        self.hidden_size = hidden_size
        W_i = torch.randn([input_size, hidden_size])
        W_f = torch.randn([input_size, hidden_size])
        W_o = torch.randn([input_size, hidden_size])
        W_c = torch.randn([input_size, hidden_size])
        U_i = torch.randn([hidden_size, hidden_size])
        U_f = torch.randn([hidden_size, hidden_size])
        U_o = torch.randn([hidden_size, hidden_size])
        U_c = torch.randn([hidden_size, hidden_size])
        b_i = torch.randn([1, hidden_size])
        b_f = torch.randn([1, hidden_size])
        b_o = torch.randn([1, hidden_size])
        b_c = torch.randn([1, hidden_size])
        self.W_i = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(W_i, dtype=torch.float32), gain=1.0))
        # 初始化模型参数
        self.W_f = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(W_f, dtype=torch.float32), gain=1.0))
        self.W_o = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(W_o, dtype=torch.float32), gain=1.0))
        self.W_c = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(W_c, dtype=torch.float32), gain=1.0))
        self.U_i = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(U_i, dtype=torch.float32), gain=1.0))
        self.U_f = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(U_f, dtype=torch.float32), gain=1.0))
        self.U_o = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(U_o, dtype=torch.float32), gain=1.0))
        self.U_c = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(U_c, dtype=torch.float32), gain=1.0))
        self.b_i = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(b_i, dtype=torch.float32), gain=1.0))
        self.b_f = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(b_f, dtype=torch.float32), gain=1.0))
        self.b_o = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(b_o, dtype=torch.float32), gain=1.0))
        self.b_c = torch.nn.Parameter(torch.nn.init.xavier_uniform_(torch.as_tensor(b_c, dtype=torch.float32), gain=1.0))
 
    # 初始化状态向量和隐状态向量
    def init_state(self, batch_size):
        hidden_state = torch.zeros([batch_size, self.hidden_size])
        cell_state = torch.zeros([batch_size, self.hidden_size])
        return hidden_state, cell_state
 
    # 定义前向计算
    def forward(self, inputs, states=None):
        # inputs: 输入数据，其shape为batch_size x seq_len x input_size
        batch_size, seq_len, input_size = inputs.shape
 
        # 初始化起始的单元状态和隐状态向量，其shape为batch_size x hidden_size
        if states is None:
            states = self.init_state(batch_size)
        hidden_state, cell_state = states
 
        # 执行LSTM计算，包括：输入门、遗忘门和输出门、候选内部状态、内部状态和隐状态向量
        for step in range(seq_len):
            # 获取当前时刻的输入数据step_input: 其shape为batch_size x input_size
            step_input = inputs[:, step, :]
            # 计算输入门, 遗忘门和输出门, 其shape为：batch_size x hidden_size
            I_gate = F.sigmoid(torch.matmul(step_input, self.W_i) + torch.matmul(hidden_state, self.U_i) + self.b_i)
            F_gate = F.sigmoid(torch.matmul(step_input, self.W_f) + torch.matmul(hidden_state, self.U_f) + self.b_f)
            O_gate = F.sigmoid(torch.matmul(step_input, self.W_o) + torch.matmul(hidden_state, self.U_o) + self.b_o)
            # 计算候选状态向量, 其shape为：batch_size x hidden_size
            C_tilde = F.tanh(torch.matmul(step_input, self.W_c) + torch.matmul(hidden_state, self.U_c) + self.b_c)
            # 计算单元状态向量, 其shape为：batch_size x hidden_size
            cell_state = F_gate * cell_state + I_gate * C_tilde
            # 计算隐状态向量，其shape为：batch_size x hidden_size
            hidden_state = O_gate * F.tanh(cell_state)
 
        return hidden_state
    
    
Wi_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.2], [0.1, 0.2]]))
Wf_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.2], [0.1, 0.2]]))
Wo_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.2], [0.1, 0.2]]))
Wc_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.2], [0.1, 0.2]]))
Ui_attr = torch.nn.Parameter(torch.tensor([[0.0, 0.1], [0.1, 0.0]]))
Uf_attr = torch.nn.Parameter(torch.tensor([[0.0, 0.1], [0.1, 0.0]]))
Uo_attr = torch.nn.Parameter(torch.tensor([[0.0, 0.1], [0.1, 0.0]]))
Uc_attr = torch.nn.Parameter(torch.tensor([[0.0, 0.1], [0.1, 0.0]]))
bi_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.1]]))
bf_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.1]]))
bo_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.1]]))
bc_attr = torch.nn.Parameter(torch.tensor([[0.1, 0.1]]))
 
lstm = LSTM(2, 2, Wi_attr=Wi_attr, Wf_attr=Wf_attr, Wo_attr=Wo_attr, Wc_attr=Wc_attr,
                 Ui_attr=Ui_attr, Uf_attr=Uf_attr, Uo_attr=Uo_attr, Uc_attr=Uc_attr,
                 bi_attr=bi_attr, bf_attr=bf_attr, bo_attr=bo_attr, bc_attr=bc_attr)
 
inputs = torch.tensor([[[1, 0]]], dtype=torch.float32)
hidden_state = lstm(inputs)
print(hidden_state)

运行结果

  

飞桨框架已经内置了LSTM的API paddle.nn.LSTM，其与自己实现的SRN不同点在于其实现时采用了两个偏置，同时矩阵相乘时参数在输入数据前面，如下公式所示：。

 这里我们可以将自己实现的SRN和torch框架内置的SRN返回的结果进行打印展示，实现代码如下。

#打印
batch_size, seq_len, input_size = 8, 20, 32
inputs = torch.randn([batch_size, seq_len, input_size])

# 设置模型的hidden_size
hidden_size = 32
torch_lstm = nn.LSTM(input_size, hidden_size)
self_lstm = LSTM(input_size, hidden_size)

self_hidden_state = self_lstm(inputs)
torch_outputs, (torch_hidden_state, torch_cell_state) = torch_lstm(inputs)

print("self_lstm hidden_state: ", self_hidden_state.shape)
print("torch_lstm outpus:", torch_outputs.shape)
print("torch_lstm hidden_state:", torch_hidden_state.shape)
print("torch_lstm cell_state:", torch_cell_state.shape)

运行结果

可以看到，自己实现的LSTM由于没有考虑多层因素，因此没有层次这个维度，因此其输出shape为[8, 32]。同时由于在以上代码使用torch内置API实例化LSTM时，默认定义的是1层的单向SRN，因此其shape为[1, 8, 32]，同时隐状态向量为[8,20, 32].

在进行实验时，首先定义输入数据inputs，然后将该数据分别传入torch内置的LSTM与自己实现的LSTM模型中，最后通过对比两者的隐状态输出向量。代码实现如下：

import torch
torch.manual_seed(0)
 
# 这里创建一个随机数组作为测试数据，数据shape为batch_size x seq_len x input_size
batch_size, seq_len, input_size, hidden_size = 2, 5, 10, 10
inputs = torch.randn([batch_size, seq_len, input_size])
 
# 设置模型的hidden_size
# bih_attr = torch.nn.Parameter(torch.tensor(torch.zeros([4*hidden_size, ])))
torch_lstm = nn.LSTM(input_size, hidden_size, bias=True)
 
# 获取torch_lstm中的参数，并设置相应的paramAttr,用于初始化lstm
print(torch_lstm.weight_ih_l0.T.shape)
chunked_W = torch.split(torch_lstm.weight_ih_l0.T, 4, dim=-1)
chunked_U = torch.split(torch_lstm.weight_hh_l0.T, 4, dim=-1)
chunked_b = torch.split(torch_lstm.bias_hh_l0.T, 4, dim=-1)
 
Wi_attr = torch.nn.Parameter(torch.tensor(chunked_W[0].clone().detach().requires_grad_(True)))
Wf_attr = torch.nn.Parameter(torch.tensor(chunked_W[1].clone().detach().requires_grad_(True)))
Wc_attr = torch.nn.Parameter(torch.tensor(chunked_W[2].clone().detach().requires_grad_(True)))
Wo_attr = torch.nn.Parameter(torch.tensor(chunked_W[3].clone().detach().requires_grad_(True)))
Ui_attr = torch.nn.Parameter(torch.tensor(chunked_U[0].clone().detach().requires_grad_(True)))
Uf_attr = torch.nn.Parameter(torch.tensor(chunked_U[1].clone().detach().requires_grad_(True)))
Uc_attr = torch.nn.Parameter(torch.tensor(chunked_U[2].clone().detach().requires_grad_(True)))
Uo_attr = torch.nn.Parameter(torch.tensor(chunked_U[3].clone().detach().requires_grad_(True)))
bi_attr = torch.nn.Parameter(torch.tensor(chunked_b[0].clone().detach().requires_grad_(True)))
bf_attr = torch.nn.Parameter(torch.tensor(chunked_b[1].clone().detach().requires_grad_(True)))
bc_attr = torch.nn.Parameter(torch.tensor(chunked_b[2].clone().detach().requires_grad_(True)))
bo_attr = torch.nn.Parameter(torch.tensor(chunked_b[3].clone().detach().requires_grad_(True)))
self_lstm = LSTM(input_size, hidden_size, Wi_attr=Wi_attr, Wf_attr=Wf_attr, Wo_attr=Wo_attr, Wc_attr=Wc_attr,
                 Ui_attr=Ui_attr, Uf_attr=Uf_attr, Uo_attr=Uo_attr, Uc_attr=Uc_attr,
                 bi_attr=bi_attr, bf_attr=bf_attr, bo_attr=bo_attr, bc_attr=bc_attr)
 
# 进行前向计算，获取隐状态向量，并打印展示
self_hidden_state = self_lstm(inputs)
torch_outputs, (torch_hidden_state, _) = torch_lstm(inputs)
print("torch SRN:\n", torch_hidden_state.detach().numpy().squeeze(0))
print("self SRN:\n", self_hidden_state.detach().numpy())

运行结果

 

torch.Size([10, 40])
torch SRN:
 [[ 0.05112648  0.0069804  -0.03931074  0.08884123  0.1154766  -0.13408035
   0.16033086  0.00135597 -0.063761   -0.2974773 ]
 [ 0.11241535  0.07274596  0.36305282 -0.06277131  0.01287347 -0.15761302
   0.22385652  0.01972566 -0.35233897 -0.20609131]
 [ 0.13069034 -0.03020173 -0.06369952  0.13535677  0.34181935 -0.11440603
   0.10832833  0.04234035  0.08991402 -0.15160468]
 [ 0.0727646   0.15715013  0.06807105  0.07414021  0.3629469  -0.06236503
  -0.11784356  0.00420525 -0.1500205   0.08434851]
 [ 0.07962178  0.01809997 -0.02799227 -0.0978313  -0.08596172 -0.13848482
   0.06129254  0.15295173 -0.14451738 -0.11927365]]
self SRN:
 [[ 0.25522318 -0.26233613  0.579096    0.21594535 -0.04982951 -0.2876913
   0.04644723 -0.10902733  0.10669092  0.4416803 ]
 [ 0.1569139  -0.07310869 -0.01197558  0.04463004 -0.15551823 -0.04395698
   0.08646112 -0.24415644 -0.34958637  0.22522162]]

 可以看到，两者的输出基本是一致的。另外，还可以进行对比两者在运算速度方面的差异。代码实现如下：

import time
 
# 这里创建一个随机数组作为测试数据，数据shape为batch_size x seq_len x input_size
batch_size, seq_len, input_size = 8, 20, 32
inputs = torch.randn([batch_size, seq_len, input_size])
 
# 设置模型的hidden_size
hidden_size = 32
self_lstm = LSTM(input_size, hidden_size)
torch_lstm = nn.LSTM(input_size, hidden_size)
 
# 计算自己实现的SRN运算速度
model_time = 0
for i in range(100):
    strat_time = time.time()
    hidden_state = self_lstm(inputs)
    # 预热10次运算，不计入最终速度统计
    if i < 10:
        continue
    end_time = time.time()
    model_time += (end_time - strat_time)
avg_model_time = model_time / 90
print('self_lstm speed:', avg_model_time, 's')
 
# 计算torch内置的SRN运算速度
model_time = 0
for i in range(100):
    strat_time = time.time()
    outputs, (hidden_state, cell_state) = torch_lstm(inputs)
    # 预热10次运算，不计入最终速度统计
    if i < 10:
        continue
    end_time = time.time()
    model_time += (end_time - strat_time)
avg_model_time = model_time / 90
print('torch_lstm speed:', avg_model_time, 's')

 运行结果

 可以看到，torch框架内置的LSTM运行效率远远高于自己实现的LSTM。

6.3.1.2 模型汇总 

 在本节实验中，我们将使用6.1.2.4的Model_RNN4SeqClass作为预测模型，不同在于在实例化时将传入实例化的LSTM层。 

# 基于RNN实现数字预测的模型
class Model_RNN4SeqClass(nn.Module):
    def __init__(self, model, num_digits, input_size, hidden_size, num_classes):
        super(Model_RNN4SeqClass, self).__init__()
        # 传入实例化的RNN层，例如SRN
        self.rnn_model = model
        # 词典大小
        self.num_digits = num_digits
        # 嵌入向量的维度
        self.input_size = input_size
        # 定义Embedding层
        self.embedding = Embedding(num_digits, input_size)
        # 定义线性层
        self.linear = nn.Linear(hidden_size, num_classes)
 
    def forward(self, inputs):
        # 将数字序列映射为相应向量
        inputs_emb = self.embedding(inputs)
        # 调用RNN模型
        hidden_state = self.rnn_model(inputs_emb)
        # 使用最后一个时刻的状态进行数字预测
        logits = self.linear(hidden_state)
        return logits

 6.3.2 模型训练

 6.3.2.1 训练指定长度的数字预测模型

本节将基于RunnerV3类进行训练，首先定义模型训练的超参数，并保证和简单循环网络的超参数一致. 然后定义一个train函数，其可以通过指定长度的数据集，并进行训练. 在train函数中，首先加载长度为length的数据，然后实例化各项组件并创建对应的Runner，然后训练该Runner。同时在本节将使用4.5.4节定义的准确度（Accuracy）作为评估指标，代码实现如下： 
 

import os
import random
import torch
import numpy as np

# 训练轮次
num_epochs = 500
# 学习率
lr = 0.001
# 输入数字的类别数
num_digits = 10
# 将数字映射为向量的维度
input_size = 32
# 隐状态向量的维度
hidden_size = 32
# 预测数字的类别数
num_classes = 19
# 批大小 
batch_size = 8
# 模型保存目录
save_dir = "./checkpoints"

# 可以设置不同的length进行不同长度数据的预测实验
def train(length):
    print(f"\n====> Training LSTM with data of length {length}.")
    np.random.seed(0)
    random.seed(0)

    # 加载长度为length的数据
    data_path = f"./datasets/{length}"
    train_examples, dev_examples, test_examples = load_data(data_path)
    train_set, dev_set, test_set = DigitSumDataset(train_examples), DigitSumDataset(dev_examples), DigitSumDataset(test_examples)
    train_loader = DataLoader(train_set, batch_size=batch_size)
    dev_loader = DataLoader(dev_set, batch_size=batch_size)
    test_loader = DataLoader(test_set, batch_size=batch_size)
    # 实例化模型
    base_model = LSTM(input_size, hidden_size)
    model = Model_RNN4SeqClass(base_model, num_digits, input_size, hidden_size, num_classes) 
    # 指定优化器
    optimizer = torch.optim.Adam(lr=lr, params=model.parameters())
    # 定义评价指标
    metric = Accuracy()
    # 定义损失函数
    loss_fn = torch.nn.CrossEntropyLoss()
    # 基于以上组件，实例化Runner
    runner = RunnerV3(model, optimizer, loss_fn, metric)

    # 进行模型训练
    model_save_path = os.path.join(save_dir, f"best_lstm_model_{length}.pdparams")
    runner.train(train_loader, dev_loader, num_epochs=num_epochs, eval_steps=100, log_steps=100, save_path=model_save_path)

    return runner

用到的代码

from torch.utils.data import Dataset,DataLoader
import torch
class DigitSumDataset(Dataset):
    def __init__(self, data):
        self.data = data

    def __getitem__(self, idx):
        example = self.data[idx]
        seq = torch.tensor(example[0], dtype=torch.int64)
        label = torch.tensor(example[1], dtype=torch.int64)
        return seq, label

    def __len__(self):
        return len(self.data)

import os
# 加载数据
def load_data(data_path):
    # 加载训练集
    train_examples = []
    train_path = os.path.join(data_path, "train.txt")
    with open(train_path, "r", encoding="utf-8") as f:
        for line in f.readlines():
            # 解析一行数据，将其处理为数字序列seq和标签label
            items = line.strip().split("\t")
            seq = [int(i) for i in items[0].split(" ")]
            label = int(items[1])
            train_examples.append((seq, label))

    # 加载验证集
    dev_examples = []
    dev_path = os.path.join(data_path, "dev.txt")
    with open(dev_path, "r", encoding="utf-8") as f:
        for line in f.readlines():
            # 解析一行数据，将其处理为数字序列seq和标签label
            items = line.strip().split("\t")
            seq = [int(i) for i in items[0].split(" ")]
            label = int(items[1])
            dev_examples.append((seq, label))

    # 加载测试集
    test_examples = []
    test_path = os.path.join(data_path, "test.txt")
    with open(test_path, "r", encoding="utf-8") as f:
        for line in f.readlines():
            # 解析一行数据，将其处理为数字序列seq和标签label
            items = line.strip().split("\t")
            seq = [int(i) for i in items[0].split(" ")]
            label = int(items[1])
            test_examples.append((seq, label))

    return train_examples, dev_examples, test_examples

class Embedding(nn.Module):
    def __init__(self, num_embeddings, embedding_dim):
        super(Embedding, self).__init__()
        self.W = nn.init.xavier_uniform_(torch.empty(num_embeddings, embedding_dim),gain=1.0)

    def forward(self, inputs):
        # 根据索引获取对应词向量
        embs = self.W[inputs]
        return embs

# emb_layer = Embedding(10, 5)
# inputs = torch.tensor([0, 1, 2, 3])
# emb_layer(inputs)


# 基于RNN实现数字预测的模型
class Model_RNN4SeqClass(nn.Module):
    def __init__(self, model, num_digits, input_size, hidden_size, num_classes):
        super(Model_RNN4SeqClass, self).__init__()
        # 传入实例化的RNN层，例如SRN
        self.rnn_model = model
        # 词典大小
        self.num_digits = num_digits
        # 嵌入向量的维度
        self.input_size = input_size
        # 定义Embedding层
        self.embedding = Embedding(num_digits, input_size)
        # 定义线性层
        self.linear = nn.Linear(hidden_size, num_classes)

    def forward(self, inputs):
        # 将数字序列映射为相应向量
        inputs_emb = self.embedding(inputs)
        # 调用RNN模型
        hidden_state = self.rnn_model(inputs_emb)
        # 使用最后一个时刻的状态进行数字预测
        logits = self.linear(hidden_state)
        return logits

class RunnerV3(object):
    def __init__(self, model, optimizer, loss_fn, metric, **kwargs):
        self.model = model
        self.optimizer = optimizer
        self.loss_fn = loss_fn
        self.metric = metric  # 只用于计算评价指标

        # 记录训练过程中的评价指标变化情况
        self.dev_scores = []

        # 记录训练过程中的损失函数变化情况
        self.train_epoch_losses = []  # 一个epoch记录一次loss
        self.train_step_losses = []  # 一个step记录一次loss
        self.dev_losses = []

        # 记录全局最优指标
        self.best_score = 0

    def train(self, train_loader, dev_loader=None, **kwargs):
        # 将模型切换为训练模式
        self.model.train()

        # 传入训练轮数，如果没有传入值则默认为0
        num_epochs = kwargs.get("num_epochs", 0)
        # 传入log打印频率，如果没有传入值则默认为100
        log_steps = kwargs.get("log_steps", 100)
        # 评价频率
        eval_steps = kwargs.get("eval_steps", 0)

        # 传入模型保存路径，如果没有传入值则默认为"best_model.pdparams"
        save_path = kwargs.get("save_path", "best_model.pdparams")

        custom_print_log = kwargs.get("custom_print_log", None)

        # 训练总的步数
        num_training_steps = num_epochs * len(train_loader)

        if eval_steps:
            if self.metric is None:
                raise RuntimeError('Error: Metric can not be None!')
            if dev_loader is None:
                raise RuntimeError('Error: dev_loader can not be None!')

        # 运行的step数目
        global_step = 0

        # 进行num_epochs轮训练
        for epoch in range(num_epochs):
            # 用于统计训练集的损失
            total_loss = 0
            for step, data in enumerate(train_loader):
                X, y = data
                # 获取模型预测
                logits = self.model(X)
                loss = self.loss_fn(logits, y.long())  # 默认求mean
                total_loss += loss

                # 训练过程中，每个step的loss进行保存
                self.train_step_losses.append((global_step, loss.item()))

                if log_steps and global_step % log_steps == 0:
                    print(
                        f"[Train] epoch: {epoch}/{num_epochs}, step: {global_step}/{num_training_steps}, loss: {loss.item():.5f}")

                # 梯度反向传播，计算每个参数的梯度值
                loss.backward()

                if custom_print_log:
                    custom_print_log(self)

                # 小批量梯度下降进行参数更新
                self.optimizer.step()
                # 梯度归零
                self.optimizer.zero_grad()

                # 判断是否需要评价
                if eval_steps > 0 and global_step > 0 and \
                        (global_step % eval_steps == 0 or global_step == (num_training_steps - 1)):

                    dev_score, dev_loss = self.evaluate(dev_loader, global_step=global_step)
                    print(f"[Evaluate]  dev score: {dev_score:.5f}, dev loss: {dev_loss:.5f}")

                    # 将模型切换为训练模式
                    self.model.train()

                    # 如果当前指标为最优指标，保存该模型
                    if dev_score > self.best_score:
                        self.save_model(save_path)
                        print(
                            f"[Evaluate] best accuracy performence has been updated: {self.best_score:.5f} --> {dev_score:.5f}")
                        self.best_score = dev_score

                global_step += 1

            # 当前epoch 训练loss累计值
            trn_loss = (total_loss / len(train_loader)).item()
            # epoch粒度的训练loss保存
            self.train_epoch_losses.append(trn_loss)

        print("[Train] Training done!")

    # 模型评估阶段，使用'torch.no_grad()'控制不计算和存储梯度
    @torch.no_grad()
    def evaluate(self, dev_loader, **kwargs):
        assert self.metric is not None

        # 将模型设置为评估模式
        self.model.eval()

        global_step = kwargs.get("global_step", -1)

        # 用于统计训练集的损失
        total_loss = 0

        # 重置评价
        self.metric.reset()

        # 遍历验证集每个批次
        for batch_id, data in enumerate(dev_loader):
            X, y = data

            # 计算模型输出
            logits = self.model(X)

            # 计算损失函数
            loss = self.loss_fn(logits, y.long()).item()
            # 累积损失
            total_loss += loss

            # 累积评价
            self.metric.update(logits, y)

        dev_loss = (total_loss / len(dev_loader))
        dev_score = self.metric.accumulate()

        # 记录验证集loss
        if global_step != -1:
            self.dev_losses.append((global_step, dev_loss))
            self.dev_scores.append(dev_score)

        return dev_score, dev_loss

    # 模型评估阶段，使用'torch.no_grad()'控制不计算和存储梯度
    @torch.no_grad()
    def predict(self, x, **kwargs):
        # 将模型设置为评估模式
        self.model.eval()
        # 运行模型前向计算，得到预测值
        logits = self.model(x)
        return logits

    def save_model(self, save_path):
        torch.save(self.model.state_dict(), save_path)

    def load_model(self, model_path):
        state_dict = torch.load(model_path)
        self.model.load_state_dict(state_dict)

class Accuracy():
    def __init__(self, is_logist=True):
        # 用于统计正确的样本个数
        self.num_correct = 0
        # 用于统计样本的总数
        self.num_count = 0

        self.is_logist = is_logist

    def update(self, outputs, labels):

        # 判断是二分类任务还是多分类任务，shape[1]=1时为二分类任务，shape[1]>1时为多分类任务
        if outputs.shape[1] == 1:  # 二分类
            outputs = torch.squeeze(outputs, dim=-1)
            if self.is_logist:
                # logist判断是否大于0
                preds = torch.tensor((outputs >= 0), dtype=torch.float32)
            else:
                # 如果不是logist，判断每个概率值是否大于0.5，当大于0.5时，类别为1，否则类别为0
                preds = torch.tensor((outputs >= 0.5), dtype=torch.float32)
        else:
            # 多分类时，使用'torch.argmax'计算最大元素索引作为类别
            preds = torch.argmax(outputs, dim=1)

        # 获取本批数据中预测正确的样本个数
        labels = torch.squeeze(labels, dim=-1)
        batch_correct = torch.sum(torch.tensor(preds == labels, dtype=torch.float32)).cpu().numpy()
        batch_count = len(labels)

        # 更新num_correct 和 num_count
        self.num_correct += batch_correct
        self.num_count += batch_count

    def accumulate(self):
        # 使用累计的数据，计算总的指标
        if self.num_count == 0:
            return 0
        return self.num_correct / self.num_count

    def reset(self):
        # 重置正确的数目和总数
        self.num_correct = 0
        self.num_count = 0

    def name(self):
        return "Accuracy"

 6.3.2.2 多组训练

接下来，分别进行数据长度为10, 15, 20, 25, 30, 35的数字预测模型训练实验，训练后的runner保存至runners字典中。 

lstm_runners = {}

lengths = [10, 15, 20, 25, 30, 35]
for length in lengths:
    runner = train(length)
    lstm_runners[length] = runner

 运行结果

[Evaluate]  dev score: 0.88000, dev loss: 0.65520
[Evaluate] best accuracy performence has been updated: 0.87000 --> 0.88000
[Train] epoch: 471/500, step: 17900/19000, loss: 0.00103
[Evaluate]  dev score: 0.88000, dev loss: 0.65717
[Train] epoch: 473/500, step: 18000/19000, loss: 0.00156
[Evaluate]  dev score: 0.88000, dev loss: 0.66018
[Train] epoch: 476/500, step: 18100/19000, loss: 0.00158
[Evaluate]  dev score: 0.88000, dev loss: 0.66119
[Train] epoch: 478/500, step: 18200/19000, loss: 0.00255
[Evaluate]  dev score: 0.88000, dev loss: 0.66236
[Train] epoch: 481/500, step: 18300/19000, loss: 0.00080
[Evaluate]  dev score: 0.88000, dev loss: 0.66521
[Train] epoch: 484/500, step: 18400/19000, loss: 0.00103
[Evaluate]  dev score: 0.88000, dev loss: 0.66682
[Train] epoch: 486/500, step: 18500/19000, loss: 0.00131
[Evaluate]  dev score: 0.88000, dev loss: 0.66822
[Train] epoch: 489/500, step: 18600/19000, loss: 0.00166
[Evaluate]  dev score: 0.88000, dev loss: 0.67098
[Train] epoch: 492/500, step: 18700/19000, loss: 0.00124
[Evaluate]  dev score: 0.88000, dev loss: 0.67337
[Train] epoch: 494/500, step: 18800/19000, loss: 0.00105
[Evaluate]  dev score: 0.88000, dev loss: 0.67340
[Train] epoch: 497/500, step: 18900/19000, loss: 0.00069
[Evaluate]  dev score: 0.88000, dev loss: 0.67506
[Evaluate]  dev score: 0.88000, dev loss: 0.67903
[Train] Training done!

 6.3.2.3 损失曲线展示

分别画出基于LSTM的各个长度的数字预测模型训练过程中，在训练集和验证集上的损失曲线，代码实现如下：

# # 画出训练过程中的损失图
for length in lengths:
    runner = lstm_runners[length]
    fig_name = f"D:/datasets/images/6.11_{length}.pdf"
    plot_training_loss(runner, fig_name, sample_step=100)

 plot_training_loss：

import matplotlib.pyplot as plt
def plot_training_loss(runner, fig_name, sample_step):
    plt.figure()
    train_items = runner.train_step_losses[::sample_step]
    train_steps = [x[0] for x in train_items]
    train_losses = [x[1] for x in train_items]
    plt.plot(train_steps, train_losses, color='#e4007f', label="Train loss")

    dev_steps = [x[0] for x in runner.dev_losses]
    dev_losses = [x[1] for x in runner.dev_losses]
    plt.plot(dev_steps, dev_losses, color='#f19ec2', linestyle='--', label="Dev loss")

    # 绘制坐标轴和图例
    plt.ylabel("loss", fontsize='large')
    plt.xlabel("step", fontsize='large')
    plt.legend(loc='upper right', fontsize='x-large')

    plt.savefig(fig_name)
    plt.show()

 下图展示了LSTM模型在不同长度数据集上进行训练后的损失变化，同SRN模型一样，随着序列长度的增加，训练集上的损失逐渐不稳定，验证集上的损失整体趋向于变大，这说明当序列长度增加时，保持长期依赖的能力同样在逐渐变弱. 同图6.5相比，LSTM模型在序列长度增加时，收敛情况比SRN模型更好。 
 

【思考题1】LSTM与SRN实验结果对比，谈谈看法。（选做）

LSTM模型在序列长度增加时，收敛情况比SRN模型更好。因为本身LSTM的设计就是通过门控机制来解决SRN的长程依赖问题。

 6.3.3 模型评价

 6.3.3.1 在测试集上进行模型评价

使用测试数据对在训练过程中保存的最好模型进行评价，观察模型在测试集上的准确率. 同时获取模型在训练过程中在验证集上最好的准确率，实现代码如下:

#lstm
lstm_dev_scores = []
lstm_test_scores = []
for length in lengths:
    print(f"Evaluate LSTM with data length {length}.")
    runner = lstm_runners[length]
    # 加载训练过程中效果最好的模型
    model_path = os.path.join(save_dir, f"best_lstm_model_{length}.pdparams")
    runner.load_model(model_path)
 
    # 加载长度为length的数据
    data_path = f"D:/datasets/{length}"
    train_examples, dev_examples, test_examples = load_data(data_path)
    test_set = DigitSumDataset(test_examples)
    test_loader = DataLoader(test_set, batch_size=batch_size)
 
    # 使用测试集评价模型，获取测试集上的预测准确率
    score, _ = runner.evaluate(test_loader)
    lstm_test_scores.append(score)
    lstm_dev_scores.append(max(runner.dev_scores))
 
for length, dev_score, test_score in zip(lengths, lstm_dev_scores, lstm_test_scores):
    print(f"[LSTM] length:{length}, dev_score: {dev_score}, test_score: {test_score: .5f}")
 
#训练SRN模型
srn_runners = {}
lengths = [10, 15, 20, 25, 30, 35]
for length in lengths:
    runner = train(length)
    srn_runners[length] = runner
srn_dev_scores = []
srn_test_scores = []
for length in lengths:
    print(f"Evaluate SRN with data length {length}.")
    runner = srn_runners[length]
    # 加载训练过程中效果最好的模型
    model_path = os.path.join(save_dir, f"best_srn_model_{length}.pdparams")
    runner.load_model(model_path)
 
    # 加载长度为length的数据
    data_path = f"D:/datasets/{length}"
    train_examples, dev_examples, test_examples = load_data(data_path)
    test_set = DigitSumDataset(test_examples)
    test_loader = torch.utils.data.DataLoader(test_set, batch_size=batch_size)
 
    # 使用测试集评价模型，获取测试集上的预测准确率
    score, _ = runner.evaluate(test_loader)
    srn_test_scores.append(score)
    srn_dev_scores.append(max(runner.dev_scores))
 
for length, dev_score, test_score in zip(lengths, srn_dev_scores, srn_test_scores):
    print(f"[SRN] length:{length}, dev_score: {dev_score}, test_score: {test_score: .5f}")
 

 6.3.3.2 模型在不同长度的数据集上的准确率变化图

接下来，将SRN和LSTM在不同长度的验证集和测试集数据上的准确率绘制成图片，以方面观察。

#绘制全部图
import matplotlib.pyplot as plt
 
plt.plot(lengths, lstm_dev_scores, '-o', color='#e8609b',  label="LSTM Dev Accuracy")
plt.plot(lengths, lstm_test_scores,'-o', color='#000000', label="LSTM Test Accuracy")
 
#绘制坐标轴和图例
plt.ylabel("accuracy", fontsize='large')
plt.xlabel("sequence length", fontsize='large')
plt.legend(loc='lower left', fontsize='x-large')
 
fig_name = "./datasets/images/6.12.pdf"
plt.savefig(fig_name)
plt.show()

 下图展示了LSTM模型与SRN模型在不同长度数据集上的准确度对比。随着数据集长度的增加，LSTM模型在验证集和测试集上的准确率整体也趋向于降低；同时LSTM模型的准确率显著高于SRN模型，表明LSTM模型保持长期依赖的能力要优于SRN模型. 

【思考题2】LSTM与SRN在不同长度数据集上的准确度对比，谈谈看法。（选做）

 对比来看，LSTM模型的准确率显著高于SRN模型。但是综合来看，他们在随数据集长度的增加，准确率都在降低。

6.3.3.3 LSTM模型门状态和单元状态的变化 

LSTM模型通过门控机制控制信息的单元状态的更新，这里可以观察当LSTM在处理一条数字序列的时候，相应门和单元状态是如何变化的。首先需要对以上LSTM模型实现代码中，定义相应列表进行存储这些门和单元状态在每个时刻的向量。

# 声明LSTM和相关参数
class LSTM(nn.Module):
    def __init__(self, input_size, hidden_size, Wi_attr=None, Wf_attr=None, Wo_attr=None, Wc_attr=None,
                 Ui_attr=None, Uf_attr=None, Uo_attr=None, Uc_attr=None, bi_attr=None, bf_attr=None,
                 bo_attr=None, bc_attr=None):
        super(LSTM, self).__init__()
        self.input_size = input_size
        self.hidden_size = hidden_size

        # 初始化模型参数
        if Wi_attr==None:
             Wi=torch.zeros(size=[input_size, hidden_size], dtype=torch.float32)
        else:
             Wi = torch.tensor(Wi_attr, dtype=torch.float32)
        self.W_i = torch.nn.Parameter(Wi)

        if Wf_attr==None:
             Wf=torch.zeros(size=[input_size, hidden_size], dtype=torch.float32)
        else:
             Wf = torch.tensor(Wf_attr, dtype=torch.float32)
        self.W_f = torch.nn.Parameter(Wf)

        if Wo_attr==None:
             Wo=torch.zeros(size=[input_size, hidden_size], dtype=torch.float32)
        else:
             Wo = torch.tensor(Wo_attr, dtype=torch.float32)
        self.W_o =torch.nn.Parameter(Wo)

        if Wc_attr==None:
            Wc=torch.zeros(size=[input_size, hidden_size], dtype=torch.float32)
        else:
            Wc = torch.tensor(Wc_attr, dtype=torch.float32)
        self.W_c = torch.nn.Parameter(Wc)

        if Ui_attr==None:
            Ui = torch.zeros(size=[hidden_size, hidden_size], dtype=torch.float32)
        else:
            Ui = torch.tensor(Ui_attr, dtype=torch.float32)
        self.U_i = torch.nn.Parameter(Ui)
        if Uf_attr == None:
            Uf = torch.zeros(size=[hidden_size, hidden_size], dtype=torch.float32)
        else:
            Uf = torch.tensor(Uf_attr, dtype=torch.float32)
        self.U_f = torch.nn.Parameter(Uf)

        if Uo_attr == None:
            Uo = torch.zeros(size=[hidden_size, hidden_size], dtype=torch.float32)
        else:
            Uo = torch.tensor(Uo_attr, dtype=torch.float32)
        self.U_o = torch.nn.Parameter(Uo)

        if Uc_attr == None:
            Uc = torch.zeros(size=[hidden_size, hidden_size], dtype=torch.float32)
        else:
            Uc = torch.tensor(Uc_attr, dtype=torch.float32)
        self.U_c = torch.nn.Parameter(Uc)

        if bi_attr == None:
            bi = torch.zeros(size=[1,hidden_size], dtype=torch.float32)
        else:
            bi = torch.tensor(bi_attr, dtype=torch.float32)
        self.b_i = torch.nn.Parameter(bi)
        if bf_attr == None:
            bf = torch.zeros(size=[1,hidden_size], dtype=torch.float32)
        else:
            bf = torch.tensor(bf_attr, dtype=torch.float32)
        self.b_f = torch.nn.Parameter(bf)
        if bo_attr == None:
            bo = torch.zeros(size=[1,hidden_size], dtype=torch.float32)
        else:
            bo = torch.tensor(bo_attr, dtype=torch.float32)
        self.b_o = torch.nn.Parameter(bo)
        if bc_attr == None:
            bc = torch.zeros(size=[1,hidden_size], dtype=torch.float32)
        else:
            bc = torch.tensor(bc_attr, dtype=torch.float32)
        self.b_c = torch.nn.Parameter(bc)

    # 初始化状态向量和隐状态向量
    def init_state(self, batch_size):
        hidden_state = torch.zeros(size=[batch_size, self.hidden_size], dtype=torch.float32)
        cell_state = torch.zeros(size=[batch_size, self.hidden_size], dtype=torch.float32)
        return hidden_state, cell_state

    # 定义前向计算
    def forward(self, inputs, states=None):
        # inputs: 输入数据，其shape为batch_size x seq_len x input_size
        batch_size, seq_len, input_size = inputs.shape

        # 初始化起始的单元状态和隐状态向量，其shape为batch_size x hidden_size
        if states is None:
            states = self.init_state(batch_size)
        hidden_state, cell_state = states

    
        # 定义相应的门状态和单元状态向量列表
        self.Is = []
        self.Fs = []
        self.Os = []
        self.Cs = []
        # 初始化状态向量和隐状态向量
        cell_state = torch.zeros(size=[batch_size, self.hidden_size], dtype=torch.float32)
        hidden_state = torch.zeros(size=[batch_size, self.hidden_size], dtype=torch.float32)

        # 执行LSTM计算，包括：隐藏门、输入门、遗忘门、候选状态向量、状态向量和隐状态向量
        for step in range(seq_len):
            input_step = inputs[:, step, :]
            I_gate = F.sigmoid(torch.matmul(input_step, self.W_i) + torch.matmul(hidden_state, self.U_i) + self.b_i)
            F_gate = F.sigmoid(torch.matmul(input_step, self.W_f) + torch.matmul(hidden_state, self.U_f) + self.b_f)
            O_gate = F.sigmoid(torch.matmul(input_step, self.W_o) + torch.matmul(hidden_state, self.U_o) + self.b_o)
            C_tilde = F.tanh(torch.matmul(input_step, self.W_c) + torch.matmul(hidden_state, self.U_c) + self.b_c)
            cell_state = F_gate * cell_state + I_gate * C_tilde
            hidden_state = O_gate * F.tanh(cell_state)
            # 存储门状态向量和单元状态向量
            self.Is.append(I_gate.detach().numpy().copy())
            self.Fs.append(F_gate.detach().numpy().copy())
            self.Os.append(O_gate.detach().numpy().copy())
            self.Cs.append(cell_state.detach().numpy().copy())
        return hidden_state

 接下来，需要使用新的LSTM模型，重新实例化一个runner，本节使用序列长度为10的模型进行此项实验，因此需要加载序列长度为10的模型。

# 实例化模型
base_model = LSTM(input_size, hidden_size)
model = Model_RNN4SeqClass(base_model, num_digits, input_size, hidden_size, num_classes) 
# 指定优化器
optimizer = torch.optim.Adam(lr=lr, params=model.parameters())
# 定义评价指标
metric = Accuracy()
# 定义损失函数
loss_fn = torch.nn.CrossEntropyLoss()
# 基于以上组件，重新实例化Runner
runner = RunnerV3(model, optimizer, loss_fn, metric)

length = 10
# 加载训练过程中效果最好的模型
model_path = os.path.join(save_dir, f"best_lstm_model_{length}.pdparams")
runner.load_model(model_path)

 接下来，给定一条数字序列，并使用数字预测模型进行数字预测，这样便会将相应的门状态和单元状态向量保存至模型中. 然后分别从模型中取出这些向量，并将这些向量进行绘制展示。代码实现如下：

import seaborn as sns
import matplotlib.pyplot as plt
def plot_tensor(inputs, tensor,  save_path, vmin=0, vmax=1):
    tensor = np.stack(tensor, axis=0)
    tensor = np.squeeze(tensor, 1).T

    plt.figure(figsize=(16,6))
    # vmin, vmax定义了色彩图的上下界
    ax = sns.heatmap(tensor, vmin=vmin, vmax=vmax) 
    ax.set_xticklabels(inputs)
    ax.figure.savefig(save_path)


# 定义模型输入
inputs = [6, 7, 0, 0, 1, 0, 0, 0, 0, 0]
X = torch.as_tensor(inputs.copy())
X = X.unsqueeze(0)
# 进行模型预测，并获取相应的预测结果
logits = runner.predict(X)
predict_label = torch.argmax(logits, dim=-1)
print(f"predict result: {predict_label.numpy()[0]}")

# 输入门
Is = runner.model.rnn_model.Is
plot_tensor(inputs, Is, save_path="./images/6.13_I.pdf")
# 遗忘门
Fs = runner.model.rnn_model.Fs
plot_tensor(inputs, Fs, save_path="./images/6.13_F.pdf")
# 输出门
Os = runner.model.rnn_model.Os
plot_tensor(inputs, Os, save_path="./images/6.13_O.pdf")
# 单元状态
Cs = runner.model.rnn_model.Cs
plot_tensor(inputs, Cs, save_path="./images/6.13_C.pdf", vmin=-5, vmax=5)

 图6.13 当LSTM处理序列数据[6, 7, 0, 0, 1, 0, 0, 0, 0, 0]的过程中单元状态和门数值的变化图，其中横坐标为输入数字，纵坐标为相应门或单元状态向量的维度，颜色的深浅代表数值的大小。可以看到，当输入门遇到不同位置的数字0时，保持了相对一致的数值大小，表明对于0元素保持相同的门控过滤机制，避免输入信息的变化给当前模型带来困扰；当遗忘门遇到数字1后，遗忘门数值在一些维度上变小，表明对某些信息进行了遗忘；随着序列的输入，输出门和单元状态在某些维度上数值变小，在某些维度上数值变大，表明输出门在根据信息的重要性选择信息进行输出，同时单元状态也在保持着对文本预测重要的一些信息.

 全面总结RNN（必做）

 

 

参考

NNDL 实验6（上） - HBU_DAVID - 博客园 (cnblogs.com)

NNDL 实验6（下） - HBU_DAVID - 博客园 (cnblogs.com)