Spring Security 架构与源码分析

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作者：JadePeng

cnblogs.com/xiaoqi/p/spring-security.html

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Spring Security 主要实现了Authentication（认证，解决who are you? ） 和 Access Control（访问控制，也就是what are you allowed to do？，也称为Authorization）。Spring Security在架构上将认证与授权分离，并提供了扩展点。

---

核心对象

主要代码在spring-security-core包下面。要了解Spring Security，需要先关注里面的核心对象。

SecurityContextHolder, SecurityContext 和 Authentication

SecurityContextHolder 是 SecurityContext的存放容器，默认使用ThreadLocal 存储，意味SecurityContext在相同线程中的方法都可用。

SecurityContext主要是存储应用的principal信息，在Spring Security中用Authentication 来表示。

获取principal：

在Spring Security中，可以看一下Authentication定义：

在实际应用中，通常使用UsernamePasswordAuthenticationToken：

public abstract class AbstractAuthenticationToken implements Authentication,
        CredentialsContainer {
        }
public class UsernamePasswordAuthenticationToken extends AbstractAuthenticationToken {
}

一个常见的认证过程通常是这样的，创建一个UsernamePasswordAuthenticationToken，然后交给authenticationManager认证（后面详细说明），认证通过则通过SecurityContextHolder存放Authentication信息。

 UsernamePasswordAuthenticationToken authenticationToken =
            new UsernamePasswordAuthenticationToken(loginVM.getUsername(), loginVM.getPassword());

Authentication authentication = this.authenticationManager.authenticate(authenticationToken);
SecurityContextHolder.getContext().setAuthentication(authentication);

UserDetails与UserDetailsService

UserDetails 是Spring Security里的一个关键接口，他用来表示一个principal。

public interface UserDetails extends Serializable {
    /**
     * 用户的授权信息，可以理解为角色
     */
    Collection getAuthorities();

    /**
     * 用户密码
     *
     * @return the password
     */
    String getPassword();

    /**
     * 用户名 
     *   */
    String getUsername();

    boolean isAccountNonExpired();

    boolean isAccountNonLocked();

    boolean isCredentialsNonExpired();

    boolean isEnabled();
}

UserDetails提供了认证所需的必要信息，在实际使用里，可以自己实现UserDetails，并增加额外的信息，比如email、mobile等信息。

在Authentication中的principal通常是用户名，我们可以通过UserDetailsService来通过principal获取UserDetails：

public interface UserDetailsService {
    UserDetails loadUserByUsername(String username) throws UsernameNotFoundException;
}

GrantedAuthority

在UserDetails里说了，GrantedAuthority可以理解为角色，例如 ROLE_ADMINISTRATOR or ROLE_HR_SUPERVISOR。

小结

• SecurityContextHolder, 用来访问 SecurityContext.

• SecurityContext, 用来存储Authentication .

• Authentication, 代表凭证.

• GrantedAuthority, 代表权限.

• UserDetails, 用户信息.

• UserDetailsService,获取用户信息.

---

Authentication认证

AuthenticationManager

实现认证主要是通过AuthenticationManager接口，它只包含了一个方法：

public interface AuthenticationManager {
  Authentication authenticate(Authentication authentication)
    throws AuthenticationException;
}

authenticate()方法主要做三件事：

• 如果验证通过，返回Authentication（通常带上authenticated=true）。

• 认证失败抛出AuthenticationException

• 如果无法确定，则返回null

AuthenticationException是运行时异常,它通常由应用程序按通用方式处理，用户代码通常不用特意被捕获和处理这个异常。

AuthenticationManager的默认实现是ProviderManager，它委托一组AuthenticationProvider实例来实现认证。

AuthenticationProvider和AuthenticationManager类似，都包含authenticate，但它有一个额外的方法supports，以允许查询调用方是否支持给定Authentication类型：

public interface AuthenticationProvider {

    Authentication authenticate(Authentication authentication)
            throws AuthenticationException;
    boolean supports(Class authentication);
}

ProviderManager包含一组AuthenticationProvider，执行authenticate时，遍历Providers，然后调用supports，如果支持，则执行遍历当前provider的authenticate方法，如果一个provider认证成功，则break。

public Authentication authenticate(Authentication authentication)
            throws AuthenticationException {
        Class toTest = authentication.getClass();
        AuthenticationException lastException = null;
        Authentication result = null;
        boolean debug = logger.isDebugEnabled();

        for (AuthenticationProvider provider : getProviders()) {
            if (!provider.supports(toTest)) {
                continue;
            }

            if (debug) {
                logger.debug("Authentication attempt using "
                        + provider.getClass().getName());
            }

            try {
                result = provider.authenticate(authentication);

                if (result != null) {
                    copyDetails(authentication, result);
                    break;
                }
            }
            catch (AccountStatusException e) {
                prepareException(e, authentication);
                // SEC-546: Avoid polling additional providers if auth failure is due to
                // invalid account status
                throw e;
            }
            catch (InternalAuthenticationServiceException e) {
                prepareException(e, authentication);
                throw e;
            }
            catch (AuthenticationException e) {
                lastException = e;
            }
        }

        if (result == null && parent != null) {
            // Allow the parent to try.
            try {
                result = parent.authenticate(authentication);
            }
            catch (ProviderNotFoundException e) {
                // ignore as we will throw below if no other exception occurred prior to
                // calling parent and the parent
                // may throw ProviderNotFound even though a provider in the child already
                // handled the request
            }
            catch (AuthenticationException e) {
                lastException = e;
            }
        }

        if (result != null) {
            if (eraseCredentialsAfterAuthentication
                    && (result instanceof CredentialsContainer)) {
                // Authentication is complete. Remove credentials and other secret data
                // from authentication
                ((CredentialsContainer) result).eraseCredentials();
            }

            eventPublisher.publishAuthenticationSuccess(result);
            return result;
        }

        // Parent was null, or didn't authenticate (or throw an exception).

        if (lastException == null) {
            lastException = new ProviderNotFoundException(messages.getMessage(
                    "ProviderManager.providerNotFound",
                    new Object[] { toTest.getName() },
                    "No AuthenticationProvider found for {0}"));
        }

        prepareException(lastException, authentication);

        throw lastException;
    }

从上面的代码可以看出， ProviderManager有一个可选parent，如果parent不为空，则调用parent.authenticate(authentication)

AuthenticationProvider

AuthenticationProvider有多种实现，大家最关注的通常是DaoAuthenticationProvider，继承于AbstractUserDetailsAuthenticationProvider，核心是通过UserDetails来实现认证,DaoAuthenticationProvider默认会自动加载，不用手动配。

先来看AbstractUserDetailsAuthenticationProvider，看最核心的authenticate：

public Authentication authenticate(Authentication authentication)
            throws AuthenticationException {
        // 必须是UsernamePasswordAuthenticationToken
        Assert.isInstanceOf(UsernamePasswordAuthenticationToken.class, authentication,
                messages.getMessage(
                        "AbstractUserDetailsAuthenticationProvider.onlySupports",
                        "Only UsernamePasswordAuthenticationToken is supported"));

        //  获取用户名
        String username = (authentication.getPrincipal() == null) ? "NONE_PROVIDED"
                : authentication.getName();

        boolean cacheWasUsed = true;
        // 从缓存获取
        UserDetails user = this.userCache.getUserFromCache(username);

        if (user == null) {
            cacheWasUsed = false;

            try {
               // retrieveUser 抽象方法，获取用户
                user = retrieveUser(username,
                        (UsernamePasswordAuthenticationToken) authentication);
            }
            catch (UsernameNotFoundException notFound) {
                logger.debug("User '" + username + "' not found");

                if (hideUserNotFoundExceptions) {
                    throw new BadCredentialsException(messages.getMessage(
                            "AbstractUserDetailsAuthenticationProvider.badCredentials",
                            "Bad credentials"));
                }
                else {
                    throw notFound;
                }
            }

            Assert.notNull(user,
                    "retrieveUser returned null - a violation of the interface contract");
        }

        try {
            // 预先检查，DefaultPreAuthenticationChecks，检查用户是否被lock或者账号是否可用
            preAuthenticationChecks.check(user);

            // 抽象方法，自定义检验
            additionalAuthenticationChecks(user,
                    (UsernamePasswordAuthenticationToken) authentication);
        }
        catch (AuthenticationException exception) {
            if (cacheWasUsed) {
                // There was a problem, so try again after checking
                // we're using latest data (i.e. not from the cache)
                cacheWasUsed = false;
                user = retrieveUser(username,
                        (UsernamePasswordAuthenticationToken) authentication);
                preAuthenticationChecks.check(user);
                additionalAuthenticationChecks(user,
                        (UsernamePasswordAuthenticationToken) authentication);
            }
            else {
                throw exception;
            }
        }

        // 后置检查 DefaultPostAuthenticationChecks，检查isCredentialsNonExpired
        postAuthenticationChecks.check(user);

        if (!cacheWasUsed) {
            this.userCache.putUserInCache(user);
        }

        Object principalToReturn = user;

        if (forcePrincipalAsString) {
            principalToReturn = user.getUsername();
        }

        return createSuccessAuthentication(principalToReturn, authentication, user);
    }

上面的检验主要基于UserDetails实现，其中获取用户和检验逻辑由具体的类去实现，默认实现是DaoAuthenticationProvider，这个类的核心是让开发者提供UserDetailsService来获取UserDetails以及 PasswordEncoder来检验密码是否有效：

private UserDetailsService userDetailsService;
private PasswordEncoder passwordEncoder;

看具体的实现，retrieveUser,直接调用userDetailsService获取用户：

protected final UserDetails retrieveUser(String username,
            UsernamePasswordAuthenticationToken authentication)
            throws AuthenticationException {
        UserDetails loadedUser;

        try {
            loadedUser = this.getUserDetailsService().loadUserByUsername(username);
        }
        catch (UsernameNotFoundException notFound) {
            if (authentication.getCredentials() != null) {
                String presentedPassword = authentication.getCredentials().toString();
                passwordEncoder.isPasswordValid(userNotFoundEncodedPassword,
                        presentedPassword, null);
            }
            throw notFound;
        }
        catch (Exception repositoryProblem) {
            throw new InternalAuthenticationServiceException(
                    repositoryProblem.getMessage(), repositoryProblem);
        }

        if (loadedUser == null) {
            throw new InternalAuthenticationServiceException(
                    "UserDetailsService returned null, which is an interface contract violation");
        }
        return loadedUser;
    }

再来看验证：

protected void additionalAuthenticationChecks(UserDetails userDetails,
            UsernamePasswordAuthenticationToken authentication)
            throws AuthenticationException {
        Object salt = null;

        if (this.saltSource != null) {
            salt = this.saltSource.getSalt(userDetails);
        }

        if (authentication.getCredentials() == null) {
            logger.debug("Authentication failed: no credentials provided");

            throw new BadCredentialsException(messages.getMessage(
                    "AbstractUserDetailsAuthenticationProvider.badCredentials",
                    "Bad credentials"));
        }
        // 获取用户密码
        String presentedPassword = authentication.getCredentials().toString();
        // 比较passwordEncoder后的密码是否和userdetails的密码一致
        if (!passwordEncoder.isPasswordValid(userDetails.getPassword(),
                presentedPassword, salt)) {
            logger.debug("Authentication failed: password does not match stored value");

            throw new BadCredentialsException(messages.getMessage(
                    "AbstractUserDetailsAuthenticationProvider.badCredentials",
                    "Bad credentials"));
        }
    }

小结：要自定义认证，使用DaoAuthenticationProvider，只需要为其提供PasswordEncoder和UserDetailsService就可以了。

定制 Authentication Managers

Spring Security提供了一个Builder类AuthenticationManagerBuilder，借助它可以快速实现自定义认证。

看官方源码说明：

SecurityBuilder used to create an AuthenticationManager . Allows for easily building in memory authentication, LDAP authentication, JDBC based authentication, adding UserDetailsService , and adding AuthenticationProvider's.

AuthenticationManagerBuilder可以用来Build一个AuthenticationManager，可以创建基于内存的认证、LDAP认证、 JDBC认证，以及添加UserDetailsService和AuthenticationProvider。

简单使用：

@Configuration
@EnableWebSecurity
@EnableGlobalMethodSecurity(prePostEnabled = true, securedEnabled = true)
public class ApplicationSecurity extends WebSecurityConfigurerAdapter {


  public SecurityConfiguration(AuthenticationManagerBuilder authenticationManagerBuilder, UserDetailsService userDetailsService,TokenProvider tokenProvider,CorsFilter corsFilter, SecurityProblemSupport problemSupport) {
        this.authenticationManagerBuilder = authenticationManagerBuilder;
        this.userDetailsService = userDetailsService;
        this.tokenProvider = tokenProvider;
        this.corsFilter = corsFilter;
        this.problemSupport = problemSupport;
    }

    @PostConstruct
    public void init() {
        try {
            authenticationManagerBuilder
                .userDetailsService(userDetailsService)
                .passwordEncoder(passwordEncoder());
        } catch (Exception e) {
            throw new BeanInitializationException("Security configuration failed", e);
        }
    }

   @Override
    protected void configure(HttpSecurity http) throws Exception {
        http
            .addFilterBefore(corsFilter, UsernamePasswordAuthenticationFilter.class)
            .exceptionHandling()
            .authenticationEntryPoint(problemSupport)
            .accessDeniedHandler(problemSupport)
        .and()
            .csrf()
            .disable()
            .headers()
            .frameOptions()
            .disable()
        .and()
            .sessionManagement()
            .sessionCreationPolicy(SessionCreationPolicy.STATELESS)
        .and()
            .authorizeRequests()
            .antMatchers("/api/register").permitAll()
            .antMatchers("/api/activate").permitAll()
            .antMatchers("/api/authenticate").permitAll()
            .antMatchers("/api/account/reset-password/init").permitAll()
            .antMatchers("/api/account/reset-password/finish").permitAll()
            .antMatchers("/api/profile-info").permitAll()
            .antMatchers("/api/**").authenticated()
            .antMatchers("/management/health").permitAll()
            .antMatchers("/management/**").hasAuthority(AuthoritiesConstants.ADMIN)
            .antMatchers("/v2/api-docs/**").permitAll()
            .antMatchers("/swagger-resources/configuration/ui").permitAll()
            .antMatchers("/swagger-ui/index.html").hasAuthority(AuthoritiesConstants.ADMIN)
        .and()
            .apply(securityConfigurerAdapter());

    }
}

---

授权与访问控制

一旦认证成功，我们可以继续进行授权，授权是通过AccessDecisionManager来实现的。框架有三种实现，默认是AffirmativeBased，通过AccessDecisionVoter决策，有点像ProviderManager委托给AuthenticationProviders来认证。

public void decide(Authentication authentication, Object object,
            Collection configAttributes) throws AccessDeniedException {
        int deny = 0;
        // 遍历DecisionVoter 
        for (AccessDecisionVoter voter : getDecisionVoters()) {
            // 投票
            int result = voter.vote(authentication, object, configAttributes);

            if (logger.isDebugEnabled()) {
                logger.debug("Voter: " + voter + ", returned: " + result);
            }

            switch (result) {
            case AccessDecisionVoter.ACCESS_GRANTED:
                return;

            case AccessDecisionVoter.ACCESS_DENIED:
                deny++;

                break;

            default:
                break;
            }
        }

        // 一票否决
        if (deny > 0) {
            throw new AccessDeniedException(messages.getMessage(
                    "AbstractAccessDecisionManager.accessDenied", "Access is denied"));
        }

        // To get this far, every AccessDecisionVoter abstained
        checkAllowIfAllAbstainDecisions();
    }

来看AccessDecisionVoter：

object是用户要访问的资源，ConfigAttribute则是访问object要满足的条件，通常payload是字符串，比如ROLE_ADMIN 。所以我们来看下RoleVoter的实现，其核心就是从authentication提取出GrantedAuthority，然后和ConfigAttribute比较是否满足条件。

public boolean supports(ConfigAttribute attribute) {
        if ((attribute.getAttribute() != null)
                && attribute.getAttribute().startsWith(getRolePrefix())) {
            return true;
        }
        else {
            return false;
        }
    }

public boolean supports(Class clazz) {
        return true;
    }


public int vote(Authentication authentication, Object object,
            Collection attributes) {
        if(authentication == null) {
            return ACCESS_DENIED;
        }
        int result = ACCESS_ABSTAIN;

        // 获取GrantedAuthority信息
        Collection authorities = extractAuthorities(authentication);

        for (ConfigAttribute attribute : attributes) {
            if (this.supports(attribute)) {
                // 默认拒绝访问
                result = ACCESS_DENIED;

                // Attempt to find a matching granted authority
                for (GrantedAuthority authority : authorities) {
                     // 判断是否有匹配的 authority
                    if (attribute.getAttribute().equals(authority.getAuthority())) {
                        // 可访问
                        return ACCESS_GRANTED;
                    }
                }
            }
        }

        return result;
    }

这里要疑问，ConfigAttribute哪来的？其实就是上面ApplicationSecurity的configure里的。

web security 如何实现

Web层中的Spring Security（用于UI和HTTP后端）基于Servlet Filters，下图显示了单个HTTP请求的处理程序的典型分层。

Spring Security通过FilterChainProxy作为单一的Filter注册到web层，Proxy内部的Filter。

FilterChainProxy相当于一个filter的容器，通过VirtualFilterChain来依次调用各个内部filter

public void doFilter(ServletRequest request, ServletResponse response,
            FilterChain chain) throws IOException, ServletException {
        boolean clearContext = request.getAttribute(FILTER_APPLIED) == null;
        if (clearContext) {
            try {
                request.setAttribute(FILTER_APPLIED, Boolean.TRUE);
                doFilterInternal(request, response, chain);
            }
            finally {
                SecurityContextHolder.clearContext();
                request.removeAttribute(FILTER_APPLIED);
            }
        }
        else {
            doFilterInternal(request, response, chain);
        }
    }

    private void doFilterInternal(ServletRequest request, ServletResponse response,
            FilterChain chain) throws IOException, ServletException {

        FirewalledRequest fwRequest = firewall
                .getFirewalledRequest((HttpServletRequest) request);
        HttpServletResponse fwResponse = firewall
                .getFirewalledResponse((HttpServletResponse) response);

        List filters = getFilters(fwRequest);

        if (filters == null || filters.size() == 0) {
            if (logger.isDebugEnabled()) {
                logger.debug(UrlUtils.buildRequestUrl(fwRequest)
                        + (filters == null ? " has no matching filters"
                                : " has an empty filter list"));
            }

            fwRequest.reset();

            chain.doFilter(fwRequest, fwResponse);

            return;
        }

        VirtualFilterChain vfc = new VirtualFilterChain(fwRequest, chain, filters);
        vfc.doFilter(fwRequest, fwResponse);
    }

    private static class VirtualFilterChain implements FilterChain {
        private final FilterChain originalChain;
        private final List additionalFilters;
        private final FirewalledRequest firewalledRequest;
        private final int size;
        private int currentPosition = 0;

        private VirtualFilterChain(FirewalledRequest firewalledRequest,
                FilterChain chain, List additionalFilters) {
            this.originalChain = chain;
            this.additionalFilters = additionalFilters;
            this.size = additionalFilters.size();
            this.firewalledRequest = firewalledRequest;
        }

        public void doFilter(ServletRequest request, ServletResponse response)
                throws IOException, ServletException {
            if (currentPosition == size) {
                if (logger.isDebugEnabled()) {
                    logger.debug(UrlUtils.buildRequestUrl(firewalledRequest)
                            + " reached end of additional filter chain; proceeding with original chain");
                }

                // Deactivate path stripping as we exit the security filter chain
                this.firewalledRequest.reset();

                originalChain.doFilter(request, response);
            }
            else {
                currentPosition++;

                Filter nextFilter = additionalFilters.get(currentPosition - 1);

                if (logger.isDebugEnabled()) {
                    logger.debug(UrlUtils.buildRequestUrl(firewalledRequest)
                            + " at position " + currentPosition + " of " + size
                            + " in additional filter chain; firing Filter: '"
                            + nextFilter.getClass().getSimpleName() + "'");
                }

                nextFilter.doFilter(request, response, this);
            }
        }
    }

---

参考

https://spring.io/guides/topicals/spring-security-architecture/
https://docs.spring.io/spring-security/site/docs/5.0.5.RELEASE/reference/htmlsingle/#overall-architecture

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