Zookeeper的选举算法和脑裂问题深度讲解

ZK介绍

ZK = zookeeper

ZK是微服务解决方案中拥有服务注册发现最为核心的环境,是微服务的基石。作为服务注册发现模块,并不是只有ZK一种产品,目前得到行业认可的还有:Eureka、Consul。

这里我们只聊ZK,这个工具本身很小zip包就几兆,安装非常傻瓜,能够支持集群部署。

官网地址:https://zookeeper.apache.org/

背景

在集群环境下ZK的leader&follower的概念,已经节点异常ZK面临的问题以及如何解决。ZK本身是java语言开发,也开源到Github上但官方文档对内部介绍的很少,零散的博客很多,有些写的很不错。

提问:

  • zookeeper选举算法中的过半票数才提供正常服务,这是什么逻辑?

ZK集群单节点状态(每个节点有且只有一个状态),ZK的定位一定需要一个leader节点处于lading状态。

  • looking:寻找leader状态,当前集群没有leader,进入leader选举流程。
  • following:跟随者状态,接受leading节点同步和指挥。
  • leading:领导者状态。
  • observing:观察者状态,表名当前服务器是observer。

ZK投票处理策略

投票信息包含 :所选举leader的Serverid,Zxid,SelectionEpoch

  • Epoch判断,自身logicEpoch与SelectionEpoch判断:大于、小于、等于。
  • 优先检查ZXID。ZXID比较大的服务器优先作为Leader。
  • 如果ZXID相同,那么就比较myid。myid较大的服务器作为Leader服务器。

过半选举算法

ZK中有三种选举算法,分别是LeaderElection,FastLeaderElection,AuthLeaderElection,FastLeaderElection和AuthLeaderElection是类似的选举算法,唯一区别是后者加入了认证信息, FastLeaderElection比LeaderElection更高效,后续的版本只保留FastLeaderElection。

理解:

在集群环境下多个节点启动,ZK首先需要在多个节点中选出一个节点作为leader并处于Leading状态,这样就面临一个选举问题,同时选举规则是什么样的。“过半选举算法”:投票选举中获得票数过半的节点胜出,即状态从looking变为leading,效率更高。

官网资料描述:Clustered (Multi-Server) Setup,如下图:

Zookeeper的选举算法和脑裂问题深度讲解_第1张图片
image

As long as a majority of the ensemble are up, the service will be available. Because Zookeeper requires a majority, it is best to use an odd number of machines. For example, with four machines ZooKeeper can only handle the failure of a single machine; if two machines fail, the remaining two machines do not constitute a majority. However, with five machines ZooKeeper can handle the failure of two machines.

以5台服务器讲解思路:

  1. 服务器1启动,此时只有它一台服务器启动了,它发出去的Vote没有任何响应,所以它的选举状态一直是LOOKING状态;
  2. 服务器2启动,它与最开始启动的服务器1进行通信,互相交换自己的选举结果,由于两者都没有历史数据,所以id值较大的服务器2胜出,但是由于没有达到超过半数以上的服务器都同意选举它(这个例子中的半数以上是3),所以服务器1,2还是继续保持LOOKING状态.
  3. 服务器3启动,根据前面的理论,分析有三台服务器选举了它,服务器3成为服务器1,2,3中的老大,所以它成为了这次选举的leader.
  4. 服务器4启动,根据前面的分析,理论上服务器4应该是服务器1,2,3,4中最大的,但是由于前面已经有半数以上的服务器选举了服务器3,所以它只能接收当小弟的命了.
  5. 服务器5启动,同4一样,当小弟.

假设5台中挂了2台(3、4),其中leader也挂掉:

leader和follower间有检查心跳,需要同步数据 Leader节点挂了,整个Zookeeper集群将暂停对外服务,进入新一轮Leader选举

1)服务器1、2、5发现与leader失联,状态转为looking,开始新的投票 2)服务器1、2、5分别开始投票并广播投票信息,自身Epoch自增; 3) 服务器1、2、5分别处理投票,判断出leader分别广播 4)根据投票处理逻辑会选出一台(2票过半) 5)各自服务器重新变更为leader、follower状态 6)重新提供服务

源码解析:

URL: FastLeaderElection

/**
 * Starts a new round of leader election. Whenever our QuorumPeer
 * changes its state to LOOKING, this method is invoked, and it
 * sends notifications to all other peers.
 */
public Vote lookForLeader() throws InterruptedException {
    try {
        self.jmxLeaderElectionBean = new LeaderElectionBean();
        MBeanRegistry.getInstance().register(self.jmxLeaderElectionBean, self.jmxLocalPeerBean);
    } catch (Exception e) {
        LOG.warn("Failed to register with JMX", e);
        self.jmxLeaderElectionBean = null;
    }

    self.start_fle = Time.currentElapsedTime();
    try {
        Map recvset = new HashMap();

        Map outofelection = new HashMap();

        int notTimeout = minNotificationInterval;

        synchronized (this) {
            logicalclock.incrementAndGet();
            updateProposal(getInitId(), getInitLastLoggedZxid(), getPeerEpoch());
        }

        LOG.info("New election. My id =  " + self.getId() + ", proposed zxid=0x" + Long.toHexString(proposedZxid));
        sendNotifications();

        SyncedLearnerTracker voteSet;

        /*
         * Loop in which we exchange notifications until we find a leader
         */

        while ((self.getPeerState() == ServerState.LOOKING) && (!stop)) {
            /*
             * Remove next notification from queue, times out after 2 times
             * the termination time
             */
            Notification n = recvqueue.poll(notTimeout, TimeUnit.MILLISECONDS);

            /*
             * Sends more notifications if haven't received enough.
             * Otherwise processes new notification.
             */
            if (n == null) {
                if (manager.haveDelivered()) {
                    sendNotifications();
                } else {
                    manager.connectAll();
                }

                /*
                 * Exponential backoff
                 */
                int tmpTimeOut = notTimeout * 2;
                notTimeout = (tmpTimeOut < maxNotificationInterval ? tmpTimeOut : maxNotificationInterval);
                LOG.info("Notification time out: " + notTimeout);
            } else if (validVoter(n.sid) && validVoter(n.leader)) {
                /*
                 * Only proceed if the vote comes from a replica in the current or next
                 * voting view for a replica in the current or next voting view.
                 */
                switch (n.state) {
                case LOOKING:
                    if (getInitLastLoggedZxid() == -1) {
                        LOG.debug("Ignoring notification as our zxid is -1");
                        break;
                    }
                    if (n.zxid == -1) {
                        LOG.debug("Ignoring notification from member with -1 zxid {}", n.sid);
                        break;
                    }
                    // If notification > current, replace and send messages out
                    if (n.electionEpoch > logicalclock.get()) {
                        logicalclock.set(n.electionEpoch);
                        recvset.clear();
                        if (totalOrderPredicate(n.leader, n.zxid, n.peerEpoch, getInitId(), getInitLastLoggedZxid(), getPeerEpoch())) {
                            updateProposal(n.leader, n.zxid, n.peerEpoch);
                        } else {
                            updateProposal(getInitId(), getInitLastLoggedZxid(), getPeerEpoch());
                        }
                        sendNotifications();
                    } else if (n.electionEpoch < logicalclock.get()) {
                        if (LOG.isDebugEnabled()) {
                            LOG.debug(
                                "Notification election epoch is smaller than logicalclock. n.electionEpoch = 0x" + Long.toHexString(n.electionEpoch)
                                + ", logicalclock=0x" + Long.toHexString(logicalclock.get()));
                        }
                        break;
                    } else if (totalOrderPredicate(n.leader, n.zxid, n.peerEpoch, proposedLeader, proposedZxid, proposedEpoch)) {
                        updateProposal(n.leader, n.zxid, n.peerEpoch);
                        sendNotifications();
                    }

                    if (LOG.isDebugEnabled()) {
                        LOG.debug("Adding vote: from=" + n.sid
                                  + ", proposed leader=" + n.leader
                                  + ", proposed zxid=0x" + Long.toHexString(n.zxid)
                                  + ", proposed election epoch=0x" + Long.toHexString(n.electionEpoch));
                    }

                    // don't care about the version if it's in LOOKING state
                    recvset.put(n.sid, new Vote(n.leader, n.zxid, n.electionEpoch, n.peerEpoch));

                    voteSet = getVoteTracker(recvset, new Vote(proposedLeader, proposedZxid, logicalclock.get(), proposedEpoch));

                    if (voteSet.hasAllQuorums()) {

                        // Verify if there is any change in the proposed leader
                        while ((n = recvqueue.poll(finalizeWait, TimeUnit.MILLISECONDS)) != null) {
                            if (totalOrderPredicate(n.leader, n.zxid, n.peerEpoch, proposedLeader, proposedZxid, proposedEpoch)) {
                                recvqueue.put(n);
                                break;
                            }
                        }

                        /*
                         * This predicate is true once we don't read any new
                         * relevant message from the reception queue
                         */
                        if (n == null) {
                            setPeerState(proposedLeader, voteSet);
                            Vote endVote = new Vote(proposedLeader, proposedZxid, logicalclock.get(), proposedEpoch);
                            leaveInstance(endVote);
                            return endVote;
                        }
                    }
                    break;
                case OBSERVING:
                    LOG.debug("Notification from observer: {}", n.sid);
                    break;
                case FOLLOWING:
                case LEADING:
                    /*
                     * Consider all notifications from the same epoch
                     * together.
                     */
                    if (n.electionEpoch == logicalclock.get()) {
                        recvset.put(n.sid, new Vote(n.leader, n.zxid, n.electionEpoch, n.peerEpoch));
                        voteSet = getVoteTracker(recvset, new Vote(n.version, n.leader, n.zxid, n.electionEpoch, n.peerEpoch, n.state));
                        if (voteSet.hasAllQuorums() && checkLeader(outofelection, n.leader, n.electionEpoch)) {
                            setPeerState(n.leader, voteSet);
                            Vote endVote = new Vote(n.leader, n.zxid, n.electionEpoch, n.peerEpoch);
                            leaveInstance(endVote);
                            return endVote;
                        }
                    }

                    /*
                     * Before joining an established ensemble, verify that
                     * a majority are following the same leader.
                     */
                    outofelection.put(n.sid, new Vote(n.version, n.leader, n.zxid, n.electionEpoch, n.peerEpoch, n.state));
                    voteSet = getVoteTracker(outofelection, new Vote(n.version, n.leader, n.zxid, n.electionEpoch, n.peerEpoch, n.state));

                    if (voteSet.hasAllQuorums() && checkLeader(outofelection, n.leader, n.electionEpoch)) {
                        synchronized (this) {
                            logicalclock.set(n.electionEpoch);
                            setPeerState(n.leader, voteSet);
                        }
                        Vote endVote = new Vote(n.leader, n.zxid, n.electionEpoch, n.peerEpoch);
                        leaveInstance(endVote);
                        return endVote;
                    }
                    break;
                default:
                    LOG.warn("Notification state unrecoginized: " + n.state + " (n.state), " + n.sid + " (n.sid)");
                    break;
                }
            } else {
                if (!validVoter(n.leader)) {
                    LOG.warn("Ignoring notification for non-cluster member sid {} from sid {}", n.leader, n.sid);
                }
                if (!validVoter(n.sid)) {
                    LOG.warn("Ignoring notification for sid {} from non-quorum member sid {}", n.leader, n.sid);
                }
            }
        }
        return null;
    } finally {
        try {
            if (self.jmxLeaderElectionBean != null) {
                MBeanRegistry.getInstance().unregister(self.jmxLeaderElectionBean);
            }
        } catch (Exception e) {
            LOG.warn("Failed to unregister with JMX", e);
        }
        self.jmxLeaderElectionBean = null;
        LOG.debug("Number of connection processing threads: {}", manager.getConnectionThreadCount());
    }
}

/*
* We return true if one of the following three cases hold:
* 1- New epoch is higher
* 2- New epoch is the same as current epoch, but new zxid is higher
* 3- New epoch is the same as current epoch, new zxid is the same
*  as current zxid, but server id is higher.
*/

return ((newEpoch > curEpoch)
    || ((newEpoch == curEpoch)
        && ((newZxid > curZxid)
            || ((newZxid == curZxid)
                && (newId > curId)))));

脑裂问题

脑裂问题出现在集群中leader死掉,follower选出了新leader而原leader又复活了的情况下,因为ZK的过半机制是允许损失一定数量的机器而扔能正常提供给服务,当leader死亡判断不一致时就会出现多个leader。

方案:

ZK的过半机制一定程度上也减少了脑裂情况的出现,起码不会出现三个leader同时。ZK中的Epoch机制(时钟)每次选举都是递增+1,当通信时需要判断epoch是否一致,小于自己的则抛弃,大于自己则重置自己,等于则选举;

// If notification > current, replace and send messages out
if (n.electionEpoch > logicalclock.get()) {
    logicalclock.set(n.electionEpoch);
    recvset.clear();
    if (totalOrderPredicate(n.leader, n.zxid, n.peerEpoch, getInitId(), getInitLastLoggedZxid(), getPeerEpoch())) {
        updateProposal(n.leader, n.zxid, n.peerEpoch);
    } else {
        updateProposal(getInitId(), getInitLastLoggedZxid(), getPeerEpoch());
    }
    sendNotifications();
} else if (n.electionEpoch < logicalclock.get()) {
    if (LOG.isDebugEnabled()) {
        LOG.debug(
            "Notification election epoch is smaller than logicalclock. n.electionEpoch = 0x" + Long.toHexString(n.electionEpoch)
            + ", logicalclock=0x" + Long.toHexString(logicalclock.get()));
    }
    break;
} else if (totalOrderPredicate(n.leader, n.zxid, n.peerEpoch, proposedLeader, proposedZxid, proposedEpoch)) {
    updateProposal(n.leader, n.zxid, n.peerEpoch);
    sendNotifications();
}

归纳

在日常的ZK运维时需要注意以上场景在极端情况下出现问题,特别是脑裂的出现,可以采用:

过半选举策略下部署原则:

  1. 服务器群部署要单数,如:3、5、7、...,单数是最容易选出leader的配置量。
  2. ZK允许节点最大损失数,原则就是“保证过半选举正常”,多了就是浪费。

详细的算法逻辑是很复杂要考虑很多情况,其中有个Epoch的概念(自增长),分为:LogicEpoch和ElectionEpoch,每次投票都有判断每个投票周期是否一致等等。

在思考ZK策略时经常遇到这样的问题(上文中两块),梳理了一下思路以便于理解也作为后续回顾,特别感谢下面几篇博文的支持,感谢分享;

作者:Owen Jia

可以关注他的博客:Owen Blog

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